Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
AML / KYC
China Steps Closer to Law to Protect Against US Sanctions
09/06/2021
A second draft of legislation aimed at countering US sanctions has reportedly been filed and is expected to be voted on soon.
Securities / Derivatives
HKEX, FRC to Strengthen Collaboration on Financial Reporting Quality
09/06/2021
A new MOU establishes a collaborative framework which will ultimately provide better investor protection through high quality financial reporting.
Market Infrastructure
Standard-Setters Launch Plan to Improve Global Audit Quality
07/06/2021
Implementation of the plan will take three years and result in overall improvements to the international audit-related standard-setting system.
AML / KYC
Japan FSA Sets Hard Deadline for Full AML/CFT Compliance
07/06/2021
The FSA has directed FIs to formulate a plan that ensures full compliance with its AML/CFT guidelines by March 2024.
Taiwan Raises Cap on SME Loan Package
07/06/2021
The cap on the special loan package for SMEs is being raised from TWD 300 billion to TWD 400 billion, with room for further increases if necessary.
Securities / Derivatives
SEBI Allows Foreign Funds to Transfer Securities to IFSC Off-Market
07/06/2021
Off-market transfers lower the costs associated with relocating funds to Gift City and make it a more attractive investment destination.
AML / KYC
BSP Orders Banks to Enhance STR Filing Processes
07/06/2021
Incorrect STR filings, as identified by the AMLC in a recent review, could downplay the risk and prioritisation of STRs, particularly when they involve high-risk crimes.
Enforcement
Hong Kong: Appeals Tribunal Overturns Ban Against UBS Banker
07/06/2021
The SFAT concluded that the former UBS banker cannot be held personally responsible for the failings of the China Metal Recycling transaction team.
Securities / Derivatives
SEBI Enters MOU with Luxembourg Securities Regulator
07/06/2021
The MOU will facilitate mutual assistance, supervisory cooperation, and effective enforcement in the securities markets.
AML / KYC
US DOJ Forms Ransomware and Digital Extortion Task Force
06/06/2021
The task force will be used to coordinate efforts to combat ransomware attacks, which will now be treated with the severity of terrorism threats.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.