Garima is a former contributor to Regulation Asia, focusing on Asian capital markets and banking, financial regulation, market structure, risk management and derivatives. garima@regulationasia.com
Enforcement
Hong Kong Regulator ups Penalties Against Individuals
01/08/2017
Fines against individuals as opposed to corporates were up in Hong Kong, a 63% increase in fines from the year before.
Securities / Derivatives
APAC Implementation of IFRS 9 – A Work in Progress
16/06/2017
Domestic institutions in Asia have a long road ahead to meet the January 2018 deadline, survey finds.
Innovation in Regulatory Infrastructure Needed for Growth in Indian Finance
03/05/2015
India is in a unique position to ensure a more nimble and transparent financial regulatory architecture.
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