Garima is a former contributor to Regulation Asia, focusing on Asian capital markets and banking, financial regulation, market structure, risk management and derivatives. garima@regulationasia.com
Enforcement
AFCA Launches Consumer Complaint Monitoring Tool
12/11/2019
Datacube will allow Australian consumers to see how financial institutions are responding to complaints brought to the one year-old consumer complaints body.
Market Infrastructure
Transitioning Away from IBORs: The View from Asia
30/10/2019
Asian banks have a large and complex operational task ahead of them as they prepare for a post-LIBOR world after 2021, say KPMG’s Marie Gervacio and Luke Gower.
Fintech / Regtech
Beyond Data Governance: Developing a Data Culture in Asia’s FIs
17/10/2019
To create a truly competitive advantage and achieve their commercial goals, Asia’s financial institutions need to integrate strong data culture into their data governance approaches.
Fintech / Regtech
From Data Governance to Data Culture: BCBS 239 and Beyond
10/10/2019
Asian firms need to look beyond regulatory compliance with respect to data to ensure the most effective use of their data resources.
Fintech / Regtech
Singapore Banks Well-Equipped Against Fintech Threat: Moody’s
20/06/2019
Singapore’s three largest banks are well placed to ward off threats to their market share by fintech firms, even as friendly regulatory policies encourage greater growth in the sector.
Capital / Liquidity
UPDATED – RBI Issues New Framework for Stressed Asset Resolution
10/06/2019
The new norms replace the February 2018 rules on the resolution of stressed assets that were struck down by the Supreme Court earlier this year.
Market Infrastructure
MAS Proposes Increased Scope for Accountability, Conduct Guidelines
07/06/2019
MAS proposes to apply its 2018 accountability and conduct guidelines to a wider range of financial institutions, including fund managers, trade repositories and benchmark administrators.
Market Infrastructure
Finance Should be a Force for Good: MAS
05/06/2019
Financial institutions need to build trust, inclusivity and sustainability in order to be a force for good, MAS managing director Ravi Menon said in a speech on Monday.
Enforcement
SGX RegCo Eyes Greater Enforcement, Whistleblower Protection
04/06/2019
Senior officials at an SGX RegCo symposium said the regulator will take a more active role in protecting investor interests through greater enforcement action and whistleblower protection.
Market Infrastructure
SFC Warns Credit Rating Agencies of Model Risk
30/05/2019
The SFC highlighted insufficient validation of credit rating models, inconsistencies between models and methodology, and inadequate validation of third-party models.
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