Mark Johnston

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    Based in Singapore, Mark is an experienced journalist and editor with over a decade of experience reporting on technology and business trends throughout Asia. Mark got his start as an engineer, graduating from the UK's Queen's University of Belfast with a Master's degree in Electrical and Electronic Engineering. As senior reporter for Regulation Asia, Mark focuses on regulatory changes impacting financial markets, with particular interest in fintech, cybersecurity and crypto markets.

    Articles by Mark Johnston

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    Fraud, Scams & Cybercrime

    Hong Kong: ICAC Arrests 20 for MPF Withdrawal Fraud

    14/10/2023

    The ICAC arrested 20 people, including an insurance agent, for allegedly using forged documents to withdraw MPF balances early.

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    Anti-Money Laundering

    SEBI Revises AML Guidelines for Securities Market Intermediaries

    13/10/2023

    The revisions lower the shareholding threshold for partners of a firm to be considered as beneficial owners from 15 to 10 percent, among other changes.

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    DeFi & Web3

    ESMA Publishes Two Papers on DeFi Risks and Categorisation

    13/10/2023

    One paper analyses the main features, benefits and challenges of DeFi. The other proposes a methodology to classify smart contracts.

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    Reporting & Disclosures

    Bursa Malaysia, Westports, OCBC to Collaborate on ESG

    12/10/2023

    Westports Holdings and OCBC Bank will become the latest early adopters of Bursa Malaysia’s Centralised Sustainability Intelligence Platform.

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    AI Risk & Governance

    SIFMA Urges SEC Not to Adopt Proposed Rules for Predictive Data Analytics

    11/10/2023

    SIFMA said the proposed rules would impose unreasonable and unworkable requirements on brokers and advisors and limit their ability to use technology.

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    Trading & Investment

    SEBI Grants MCX Approval to Launch New Platform

    11/10/2023

    The new web-based commodity derivatives platform will launch on 16 October after being put on hold last month.

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    Sustainable Finance

    OJK Issues New Regulation on Sustainable Debt Securities and Sukuk

    10/10/2023

    The new regulation covers various types of debt and sukuk securities based on environmental and social values.

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    PEPs & Sanctions

    StanChart Seeks Removal of Allegations in Investor Lawsuit

    05/10/2023

    Standard Chartered says allegations that it misled investors on its sanctions noncompliance are baseless.

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    Anti-Money Laundering

    UK FCA Fines Commodities Broker for AML Failings

    05/10/2023

    ADM Investor Services International did not conduct a firm-wide money laundering risk assessment, and its policies and procedures referred to old legislation.

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    Conduct, Culture & Accountability

    Barclays to Appeal India Whistleblower Retaliation Ruling

    03/10/2023

    Barclays is appealing an Indian court order that found it had violated its whistleblowing policy and retaliated against a former IT manager.

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