Mark Johnston

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    Based in Singapore, Mark is an experienced journalist and editor with over a decade of experience reporting on technology and business trends throughout Asia. Mark got his start as an engineer, graduating from the UK's Queen's University of Belfast with a Master's degree in Electrical and Electronic Engineering. As senior reporter for Regulation Asia, Mark focuses on regulatory changes impacting financial markets, with particular interest in fintech, cybersecurity and crypto markets.

    Articles by Mark Johnston

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    Market Abuse

    Former Goldman Analyst, Three Others Charged for Insider Trading

    02/10/2023

    The former analyst tipped his friends to impending M&A deals. Together they made over $460,000 from trading on nonpublic information.

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    PEPs & Sanctions

    Western Allies Issue Guidance on Russia-related Export Controls

    01/10/2023

    E5 countries issue a guidance document for industry and academia on exporting commercial goods that may be subject to Russia sanctions.

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    Stablecoins

    Fed Report Assesses Financial Stability Risks of Stablecoins

    01/10/2023

    In a separate note, JP Morgan says the Fed’s decision to prevent stablecoins from accessing its overnight facilities could risk disruption in funding markets.

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    PEPs & Sanctions

    UK Imposes New Sanctions Over “Sham Elections” in Ukraine

    01/10/2023

    The sanctions are a response to Russia’s attempts one year ago to use “falsified and illegitimate sham referendums” to annex sovereign Ukrainian land.

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    Anti-Money Laundering

    US Regulators Penalise Shinhan Bank for AML Violations

    01/10/2023

    The US subsidiary of South Korea’s Shinhan Bank will pay a USD 15 million penalty to settle cases from FinCEN, the FDIC, and NYDFS.

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    Conduct, Culture & Accountability

    SFAT Upholds SFC’s Decision to Bar Ex-UBS Banker for Two Years

    30/09/2023

    The SFAT has upheld the SFC’s decision to prohibit Calvin Choi from re-entering the industry for two years.

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    Anti-Money Laundering

    Indian Lawmakers Demand Parliamentary Probe into Adani Group

    29/09/2023

    The Congress party says SEBI is reluctant to investigate the allegations against the Adani Group, one of the largest conglomerates in India.

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    Trading & Investment

    India Considers Allowing Trading in Fractional Shares – Report

    29/09/2023

    Fractional shares could simplify investing for India’s retail investors and help address the market entry challenges they currently face.

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    Structural Regulation

    Philippine SEC Eases Disclosure Rules for Public Offerings

    28/09/2023

    The “streamlined procedures” are part of the SEC’s efforts to encourage more companies to tap the capital markets.

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    Trading & Investment

    SZSE to Revise Corporate Bond Issuance and Underwriting Rules

    26/09/2023

    SZSE has revised regulations covering the issuance, listing, underwriting and suitability management of corporate bonds.

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