Based in Singapore, Mark is an experienced journalist and editor with over a decade of experience reporting on technology and business trends throughout Asia. Mark got his start as an engineer, graduating from the UK's Queen's University of Belfast with a Master's degree in Electrical and Electronic Engineering. As senior reporter for Regulation Asia, Mark focuses on regulatory changes impacting financial markets, with particular interest in fintech, cybersecurity and crypto markets.
Securities / Derivatives
FSS Korea Proposes Measures to Boost Trust in Underwriters
13/05/2024
The measures will strengthen due diligence, disclosure and IPO pricing standards; KRX facing criticism over delayed IPO approvals.
Capital / Liquidity
Law Firms Rally Asian AT1 Claimants Against Switzerland
10/05/2024
Several law firms including Withers are spearheading efforts to recover funds lost in Credit Suisse AT1 bonds by Asian investors.
Fintech / Regtech
Korea Launches Web-Based FX Trading Platform
09/05/2024
Koscom developed the platform to enhance accessibility to the domestic FX market, including for foreign firms.
Market Infrastructure
ESMA Seeks Input on Changes to UCITS Framework
09/05/2024
ESMA seeks input on expanding UCITS eligible assets to crypto, catastrophe bonds, emission allowances and other asset classes.
Fintech / Regtech
Malaysia Launches New Platform to Connect Investors and DRs
08/05/2024
The “Bursa Reach” platform allows dealer’s representatives to showcase their expertise and profiles with investments.
Big Picture
OECD Updates AI Principles to Address Safety Concerns
08/05/2024
The OECD has updated its AI Principles to mitigate risks and prevent bias, discrimination, and misinformation.
AML / KYC
Thailand Targets Mule Accounts in Scam Crackdown
07/05/2024
Over 300,000 mule accounts have been closed since November. Further measures to address mule accounts in development.
AML / KYC
BSP Mandates 24-Hour Reporting for Significant Risk Events
06/05/2024
New BSP rules require bank and non-bank FIs to report significant ML/TF/PF risk events within 24 hours.
Securities / Derivatives
CSRC Revises STAR Market Criteria to Boost R&D Investment
05/05/2024
The guidelines were revised to require STAR Market companies to have more R&D investment, more invention patents and a higher income growth rate.
Securities / Derivatives
Taiwan Unveils Measures to Enhance Regulatory System for ETFs
03/05/2024
The FSC will review ETF sales documents. SITCA will strengthen advertising reviews. Indices tracked by ETFs will have to be approved.
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