Samuel Riding

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    Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com

    Articles by Samuel Riding

    Market Infrastructure

    SFC Said Surveying Brokerages on Dark Pool Compliance

    19/07/2016

    Dark pools comprised about 1.6% of Hong Kong securities market turnover last month.

    Market Infrastructure

    MAS Backs SGX Regulation Subsidiary

    19/07/2016

    Authority cites independent unit as important factor in success of exchange’s self-regulation.

    Market Infrastructure

    CSRC Downgrades More than 50% of Brokerages

    18/07/2016

    Annual ratings reflect a company’s risk control and compliance management.

    Securities / Derivatives

    India Tightens Collateral Rules

    18/07/2016

    Stock exchange clearing members barred from using their own fixed deposit receipts as collateral.

    AML / KYC

    Indonesia Tax Amnesty Begins

    18/07/2016

    Government begins amnesty despite judicial review; expected to raise billions of dollars.

    Market Infrastructure

    China, Abu Dhabi to Cooperate on Financial Regulation

    18/07/2016

    MoU covers cross-border activities and enhanced regulatory collaboration.

    Finadium and Deriv Asia Announce Consulting and Research Partnership for Asian Clients

    15/07/2016

    Singapore-based derivatives and risk consultancy Deriv Asia and US based securities finance researcher and consultant Finadium have agreed to launch […]

    Market Infrastructure

    LSE-SHSE Link Study Making ‘Good Progress’ – CSRC

    15/07/2016

    London exchange chief says Brexit vote has created uncertainty but has limited overall impact.

    Market Infrastructure

    HK Issues OTC Clearing Revisions

    15/07/2016

    HKMA and SFC consultation conclusions add further proposed revisions.

    Market Infrastructure

    SGX Resumes Normal Service After 5-hour Outage

    15/07/2016

    Trading was halted for the day at noon on Thursday, 14 July.

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