Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
Market Infrastructure
SFC Said Surveying Brokerages on Dark Pool Compliance
19/07/2016
Dark pools comprised about 1.6% of Hong Kong securities market turnover last month.
Market Infrastructure
MAS Backs SGX Regulation Subsidiary
19/07/2016
Authority cites independent unit as important factor in success of exchange’s self-regulation.
Market Infrastructure
CSRC Downgrades More than 50% of Brokerages
18/07/2016
Annual ratings reflect a company’s risk control and compliance management.
Securities / Derivatives
India Tightens Collateral Rules
18/07/2016
Stock exchange clearing members barred from using their own fixed deposit receipts as collateral.
AML / KYC
Indonesia Tax Amnesty Begins
18/07/2016
Government begins amnesty despite judicial review; expected to raise billions of dollars.
Market Infrastructure
China, Abu Dhabi to Cooperate on Financial Regulation
18/07/2016
MoU covers cross-border activities and enhanced regulatory collaboration.
Finadium and Deriv Asia Announce Consulting and Research Partnership for Asian Clients
15/07/2016
Singapore-based derivatives and risk consultancy Deriv Asia and US based securities finance researcher and consultant Finadium have agreed to launch […]
Market Infrastructure
LSE-SHSE Link Study Making ‘Good Progress’ – CSRC
15/07/2016
London exchange chief says Brexit vote has created uncertainty but has limited overall impact.
Market Infrastructure
HK Issues OTC Clearing Revisions
15/07/2016
HKMA and SFC consultation conclusions add further proposed revisions.
Market Infrastructure
SGX Resumes Normal Service After 5-hour Outage
15/07/2016
Trading was halted for the day at noon on Thursday, 14 July.
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