Fraud, Scams & Cybercrime

Malware Prompts Taiwan Banks to Shut off ATMs

13/07/2016

Two other lenders follow First Bank in turning off machines after more than USD2mn is stolen.

Trading & Investment

Foreign Securities Firms Can Invest in A-shares – CSRC

13/07/2016

Securities regulator confirms wholly-owned and JV enterprises can register as private securities firms.

Conduct, Culture & Accountability

Asia’s Conduct Equation

12/07/2016

Why taking a firm grip on the nebulous concept of conduct requires more than just money and resources.

Capital Adequacy

Trade Associations React to Leverage Ratio Revisions

12/07/2016

Group including Japan Financial Markets Council publish response to BCBS consultation.

KYC & CDD

Singapore Kicks Off CRS Consultation

12/07/2016

Trio of regulators pave way for introduction of the Standard by 2018.

KYC & CDD

SEBI Tightens P-Note KYC

12/07/2016

Offshore derivative instruments have allegedly been misused for round-tripping funds

Market Abuse

ASIC Details Alleged NAB Rate-rigging

11/07/2016

Australian banks should improve compliance as series of scandals emerges, regulator says.

Fraud, Scams & Cybercrime

MAS Calls for Enhanced Security After Bank Heist

11/07/2016

Standard Chartered branch did not have a guard on duty when crime was committed.

Fraud, Scams & Cybercrime

CSRC Conducts Forcible De-listing

11/07/2016

Securities regulator declares “zero tolerance” for IPO fraud in effort to restore stock market credibility.