AML / KYC

Indian Banks Seek Forensic Auditors Amid Fraud Fears

12/04/2017

Association says auditors should have at least 10 years experience for the largest suspected frauds.

Market Infrastructure

Vietnam Exchange Finalises Derivatives Rules

11/04/2017

Membership requirements the last piece of the jigsaw as HNX braces for 3Q17 launch.

Capital / Liquidity

CBRC Ups the Ante on Supervision, Enforcement

11/04/2017

Banks ordered to conduct reviews of risk and compliance as new chairman Guo Shuqing toughens stance.

FRTB on the Back Burner, For Now

10/04/2017

More immediate regulatory issues are taking precedent, but trading book review still warrants attention.

AML / KYC

BSP to Mandate Multi-factor Authentication

10/04/2017

Measures are a reaction to rising threat of cybercrime.

Australia Finalises Adviser Standards, Ethics Board

10/04/2017

Board will be chaired by Catherine Walter, director of RBA’s payments systems body.

Capital / Liquidity

RBI Sets Out Regulation, Supervision Agenda

07/04/2017

Upcoming measures include new ‘corrective action’ framework and REIT, InvIT investment rules.

Market Infrastructure

SGX Confirms Regulatory Subsidiary Chairman

07/04/2017

Professor Tan Cheng Han will take up role in the 3rd quarter this year, exchange says.

AML / KYC

Malaysia Inks Cross-border Agreements with Philippines, Thailand

07/04/2017

MoU with Thailand covers cross-border supervision; Philippines agreement confirms ABIF details.