Capital / Liquidity

CSRC to Tighten ‘Fourth Board’ Monitoring

07/12/2016

Move aims to unify regulations through tightened supervision of regional exchanges.

Market Infrastructure

MAS Amends OTC Margining Proposals

06/12/2016

Regulator adjusts margin settlement timeframe, asset requirements in response to feedback.

Market Infrastructure

India Could Allow MF Investment via Digital Wallets

06/12/2016

Digitisation aims to encourage more investors and reduce scheme costs.

Market Infrastructure

BOJ Governor Bank Warns of Fintech Challenge

06/12/2016

Haruhiko Kuroda cites issues including ‘obtaining information and maintain stability’.

AML / KYC

FSB RCG Asia Details Workplan, Policy Priorities

06/12/2016

Group met to discuss macroprudential frameworks, fintech, and correspondent banking.

Market Infrastructure

Shenzhen-HK Stock Connect Opens

05/12/2016

Accompanying rules aim to curb cross-border illegal activity, market misconduct.

Thailand Bans 11 Kasikornbank Staff in Fraud Case

05/12/2016

Probe finds bank has poor risk and data management, internal controls and compliance systems.

Capital / Liquidity

Malaysia to Utilise Big Data in Market Analytics

05/12/2016

New technology allows processing of data from different sources, said to enhance regulatory effectiveness.

Market Infrastructure

SGX Finalises MTP Methodology

05/12/2016

Reviews to be conducted twice a year; companies can apply to exit list in March, September each year.