MARKET INFRASTRUCTURE

AML / KYC

New CBRC Chief Set to Head ‘Super Regulator’

By Samuel Riding | 24/02/2017

Guo Shuqing likely to head ‘single operating body’ with authority for banking, securities and insurance regulation.

AML / KYC

China Regulators Prep ‘Landmark’ Reforms

By Samuel Riding | 23/02/2017

Authorities to increase coordination, combine regulations, boost enforcement to target systemic risks.

Market Infrastructure

SEBI Consults on Market Infrastructure Governance

By Samuel Riding | 23/02/2017

Regulator calls for recommendations on exchange, depository, clearing corporation rules.

Market Infrastructure

SEBI Eyes Action Against Spot Market Brokers

By Samuel Riding | 22/02/2017

Five firms said to be involved in exchange being unable to repay investors,

Market Infrastructure

Pakistan Regulator Forming New Derivatives Regime

By Samuel Riding | 20/02/2017

SECP is reviewing product structures, regime for cash-settled derivatives, circuit breaker.

Market Infrastructure

India to Allow Integrated Commodity, Equity Broking

By Samuel Riding | 16/02/2017

Integration of exchanges to follow, allowing single-platform trading of commodities, equities and currencies.

AML / KYC

NZ Regulator Eyes Governance, Culture

By Samuel Riding | 15/02/2017

Financial Markets Authority sets out seven priorities for the coming year.

Capital / Liquidity

RBNZ Continuing Work on Bank Reporting Dashboard

By Samuel Riding | 15/02/2017

Banks raise concerns about publication timing, data control, inclusion of liquidity metrics.

Market Infrastructure

Japan, Iran Agree Joint Supervision

By Samuel Riding | 15/02/2017

Letter covers cross-border establishments, includes provisions on information sharing, training.