MARKET INFRASTRUCTURE

Market Infrastructure

SEBI Issues Commodity Derivatives Proposals

By Samuel Riding | 20/01/2017

Proposal covers options using commodity futures contracts, settlement.

AML / KYC

HK, US Regulators Agree Cross-Border Monitoring

By Samuel Riding | 20/01/2017

Agreement covers cooperation on license exemptions and on-site visits for financial infrastructures and firms.

AML / KYC

RBI Unit to Boost Cybersecurity

By Samuel Riding | 19/01/2017

Central bank unit seeking 39 staff for roles in cybersecurity, research and innovation, systems audit.

Market Infrastructure

China to Allow Foreign Firms to Launch IPOs

By Samuel Riding | 19/01/2017

Move aims to ‘further widen’ foreign financing channels.

Market Infrastructure

SSE to Tighten Supervision, Enforcement in 2017

By Samuel Riding | 18/01/2017

Exchange suggests 2017 will be more challenging due to market uncertainties, development.

Market Infrastructure

India to Revamp Stock Trading Regulations

By Samuel Riding | 18/01/2017

Securities regulator to also tighten market scrutiny, issue new rules for exchanges, clearers and brokers.

Market Infrastructure

HK Rolls Out Derivatives VCM

By Samuel Riding | 17/01/2017

Mechanism aims to prevent extreme price volatility in derivatives market.

AML / KYC

SEBI allows MFs to Invest in REITs, InvITs

By Samuel Riding | 16/01/2017

Merging of firms aims to widen public shareholdings; regulator also cuts brokerage levy.

Market Infrastructure

HKMA Ends Trade Repository Fee Cap

By Samuel Riding | 16/01/2017

Move aims to recover costs of daily services from participants.