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AML / KYC
CSRC to Tighten Brokerage Industry Supervision
By Editors | 28/07/2016
Stronger internal compliance and risk protocols required before year end.
Market Infrastructure
MAS Issues New Risk Management Outsourcing Guidelines
By Editors | 28/07/2016
Conclusions address issues around cloud computing and outsourcing arrangements for FIs.
Market Infrastructure
CBRC to Screen Regional Banks’ Risk Control
By Samuel Riding | 27/07/2016
Move to reduce fraud as June’s 1.81% bad-loan ratio marks highest level since 2009.
Market Infrastructure
India Ditching Proposed Crowdfunding Regulations
By Samuel Riding | 27/07/2016
Proposals had sought to protect small investors from systemic risks.
Market Infrastructure
Thailand Considering Fintech Regulation
By Samuel Riding | 27/07/2016
Central bank looking at introducing regulatory sandbox for supervision.
AML / KYC
China Moots Global Tax System
By Samuel Riding | 26/07/2016
Minister also proposes domestic financial technology tax; issuance of SDR-denominated bonds confirmed.
Market Infrastructure
S.Korea, UK Establish Fintech Bridge
By Samuel Riding | 26/07/2016
Partnership to enable information sharing between FCA and Korea’s FSC on fintech regulation.
Market Infrastructure
Singapore Charges Ex-remisier with ‘Spoofing’
By Samuel Riding | 25/07/2016
Prosecution the result of first joint investigation by MAS and police.
Market Infrastructure
Malaysia Revamps Unit Trust Rules
By Samuel Riding | 25/07/2016
Amended guidelines said to enable issuers to bring more product offerings.
Market Infrastructure
Additional SFC Powers Said to Impede Market Growth
By Samuel Riding | 25/07/2016
Chamber of Hong Kong Listed Companies says reform will threaten market development.
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