MARKET INFRASTRUCTURE

    AML / KYC

    CSRC to Tighten Brokerage Industry Supervision

    By Editors | 28/07/2016

    Stronger internal compliance and risk protocols required before year end.

    Market Infrastructure

    MAS Issues New Risk Management Outsourcing Guidelines

    By Editors | 28/07/2016

    Conclusions address issues around cloud computing and outsourcing arrangements for FIs.

    Market Infrastructure

    CBRC to Screen Regional Banks’ Risk Control

    By Samuel Riding | 27/07/2016

    Move to reduce fraud as June’s 1.81% bad-loan ratio marks highest level since 2009.

    Market Infrastructure

    India Ditching Proposed Crowdfunding Regulations

    By Samuel Riding | 27/07/2016

    Proposals had sought to protect small investors from systemic risks.

    Market Infrastructure

    Thailand Considering Fintech Regulation

    By Samuel Riding | 27/07/2016

    Central bank looking at introducing regulatory sandbox for supervision.

    AML / KYC

    China Moots Global Tax System

    By Samuel Riding | 26/07/2016

    Minister also proposes domestic financial technology tax; issuance of SDR-denominated bonds confirmed.

    Market Infrastructure

    S.Korea, UK Establish Fintech Bridge

    By Samuel Riding | 26/07/2016

    Partnership to enable information sharing between FCA and Korea’s FSC on fintech regulation.

    Market Infrastructure

    Singapore Charges Ex-remisier with ‘Spoofing’

    By Samuel Riding | 25/07/2016

    Prosecution the result of first joint investigation by MAS and police.

    Market Infrastructure

    Malaysia Revamps Unit Trust Rules

    By Samuel Riding | 25/07/2016

    Amended guidelines said to enable issuers to bring more product offerings.

    Market Infrastructure

    Additional SFC Powers Said to Impede Market Growth

    By Samuel Riding | 25/07/2016

    Chamber of Hong Kong Listed Companies says reform will threaten market development.

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