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Market Infrastructure
CSRC Freezes Reviews of Brokerage’s IPOs
By Samuel Riding | 24/06/2016
Southwest Securities said to be one of the most active players in backdoor listings.
Market Infrastructure
Vietnam to Issue Covered Warrant Rules
By Samuel Riding | 23/06/2016
New regime to preface introduction of more complex products to derivatives market.
Market Infrastructure
FSB Proposes to Rein in Fund Risk
By Samuel Riding | 23/06/2016
Consultation looks at liquidity mismatch, leverage, operational risk and securities lending.
Market Infrastructure
Higher Capital Requirements Have Minimal Economic Impact – Report
By Samuel Riding | 23/06/2016
Think tank says Australian GDP would take only 0.01ppt hit from 100bp hike in capital requirement.
Market Infrastructure
India Set to Scrap Start-up Exchange Plans
By Samuel Riding | 23/06/2016
Securities regulator considering whether start-ups should be able to list on main exchanges.
AML / KYC
Hong Kong Code of Conduct Breaches Surge
By Samuel Riding | 23/06/2016
SFC Annual Report also reveals sharp rise in AML breaches.
Market Infrastructure
Asian Banks Need Tech, Cooperation to Ease Regulatory Pressure – McKinsey
By Samuel Riding | 22/06/2016
Management consultant says regulation is making it more difficult to compete with fintech, could further reduce investment appeal.
Market Infrastructure
SEBI Moots Offshore Fund Manager Classification
By Samuel Riding | 22/06/2016
Securities regulator proposes minimum net worth requirement of INR20mn.
Market Infrastructure
CSRC Readies 1st Forcible De-listing
By Samuel Riding | 22/06/2016
Securities regulator toughening enforcement stance; has rejected 17 IPO applications this year.
Market Infrastructure
PBOC to Consider Allowing Foreign Listings
By Samuel Riding | 22/06/2016
Central bank’s annual report also says it will further open up China’s bond market.
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