MARKET INFRASTRUCTURE

    Market Infrastructure

    CSRC Freezes Reviews of Brokerage’s IPOs

    By Samuel Riding | 24/06/2016

    Southwest Securities said to be one of the most active players in backdoor listings.

    Market Infrastructure

    Vietnam to Issue Covered Warrant Rules

    By Samuel Riding | 23/06/2016

    New regime to preface introduction of more complex products to derivatives market.

    Market Infrastructure

    FSB Proposes to Rein in Fund Risk

    By Samuel Riding | 23/06/2016

    Consultation looks at liquidity mismatch, leverage, operational risk and securities lending.

    Market Infrastructure

    Higher Capital Requirements Have Minimal Economic Impact – Report

    By Samuel Riding | 23/06/2016

    Think tank says Australian GDP would take only 0.01ppt hit from 100bp hike in capital requirement.

    Market Infrastructure

    India Set to Scrap Start-up Exchange Plans

    By Samuel Riding | 23/06/2016

    Securities regulator considering whether start-ups should be able to list on main exchanges.

    AML / KYC

    Hong Kong Code of Conduct Breaches Surge

    By Samuel Riding | 23/06/2016

    SFC Annual Report also reveals sharp rise in AML breaches.

    Market Infrastructure

    Asian Banks Need Tech, Cooperation to Ease Regulatory Pressure – McKinsey

    By Samuel Riding | 22/06/2016

    Management consultant says regulation is making it more difficult to compete with fintech, could further reduce investment appeal.

    Market Infrastructure

    SEBI Moots Offshore Fund Manager Classification

    By Samuel Riding | 22/06/2016

    Securities regulator proposes minimum net worth requirement of INR20mn.

    Market Infrastructure

    CSRC Readies 1st Forcible De-listing

    By Samuel Riding | 22/06/2016

    Securities regulator toughening enforcement stance; has rejected 17 IPO applications this year.

    Market Infrastructure

    PBOC to Consider Allowing Foreign Listings

    By Samuel Riding | 22/06/2016

    Central bank’s annual report also says it will further open up China’s bond market.

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