Market Infrastructure

    Market Infrastructure

    HK SFC Bans Ex HSBC Broker

    By Samuel Riding | 03/01/2017

    Investigation finds Lam Yuk Wai performed unauthorised transactions and deceived clients.

    Market Infrastructure

    China to Ease Foreign Investment Limits

    By Samuel Riding | 03/01/2017

    Restrictions expected to be lifted in banking, credit rating services and securities.

    AML / KYC

    Pakistan to Enhance Enforcement in 2017

    By Samuel Riding | 03/01/2017

    SECP chairman says to also prioritise ease of doing business and regulatory framework development.

    Market Infrastructure

    Korea Targets Development of Major Investment Banks

    By Samuel Riding | 03/01/2017

    New rules allowing brokerages to expand services to be introduced in 2H17.

    Market Infrastructure

    SEBI Commissions Further HFT Study

    By Samuel Riding | 03/01/2017

    Securities regulator will issue another discussion paper once study is completed.

    Market Infrastructure

    Taiwan Finalising Fintech ‘Sandbox’ Rules

    By Samuel Riding | 23/12/2016

    Regulators will be able to stop trials if they endanger the financial market or consumers.

    Capital / Liquidity

    StanChart Exits Thailand Retail Banking

    By Samuel Riding | 23/12/2016

    Bank will continue to offer corporate and commercial banking business.

    Market Infrastructure

    Chinese-led Group Wins Bid for Pakistan Exchange

    By Samuel Riding | 23/12/2016

    Consortium including Shanghai and Shenzhen stock exchanges pays $85mn for 40% stake in PSX.

    Capital / Liquidity

    Philippines to Offer Temporary Relief from Capital Requirements

    By Samuel Riding | 23/12/2016

    Central bank proposes regulatory incentives to encourage consolidation in banking sector.

    Market Infrastructure

    ASIC to Review ASX Risk Management

    By Samuel Riding | 22/12/2016

    Commission says ASX adhered to procedure during outage, but some areas needs to be enhanced.

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