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Market Infrastructure
SEBI Planning Paperless Intermediary Registration
By Samuel Riding | 25/04/2016
Brokerages, mutual funds, portfolio managers and others will be able to forego written applications.
Market Infrastructure
China Confirms Bank Tech Investment Pilot
By Samuel Riding | 22/04/2016
Bank of China among 10 commercial lenders able to invest directly in tech companies.
Market Infrastructure
Basel II to Pressure Vietnamese Banks’ Capital Adequacy
By Samuel Riding | 22/04/2016
Expected adoption of from February next year could shave 2-5ppt off some banks’ CARs.
AML / KYC
ASIC to Use Windfall to Boost Surveillance, Enforcement
By Samuel Riding | 21/04/2016
Australian securities regulator also welcomes shift to industry funding model.
Market Infrastructure
Indonesia to Introduce Fintech Rules by End of Year
By Samuel Riding | 20/04/2016
Financial services authority says it will consult China, Australia, Singapore and Malaysia.
Market Infrastructure
Australian Bank Tightens Rules on Mortgages for Foreigners
By Samuel Riding | 20/04/2016
Commonwealth Bank of Australia follows ANZ in tightening terms amid overheating concerns.
Market Infrastructure
Credit Suisse Japan Vows to Improve Internal Controls
By Samuel Riding | 18/04/2016
SESC says analysts released pre-announcement earnings revisions to customers, asks FSA to punish bank.
Market Infrastructure
RBI Set to Impose Strict Conditions on ARCs
By Samuel Riding | 18/04/2016
Central bank aims to prevent lenders from selling loans only to their own restructuring units.
Market Infrastructure
Self-regulator to Crack Down on China Hedge Funds
By Samuel Riding | 18/04/2016
AMAC issues new rules to regulate burgeoning private fund management industry.
Market Infrastructure
Korea’s FSS Lists 39 Most-indebted Firms
By Samuel Riding | 18/04/2016
Regulator meets four banks to discuss pre-emptive corporate restructuring.
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