Market Infrastructure

    AML / KYC

    HK SFC Forms Specialist Teams for Key Risk Areas

    By Samuel Riding | 10/11/2016

    Temporary teams will cover IPO misconduct, misconduct on GEM; AML/KYC, and mis-selling.

    Market Infrastructure

    MAS, R3 Launch Blockchain Centre

    By Samuel Riding | 10/11/2016

    Initiative to innovate distributed ledgers, enhance efficiency of financial institutions and capital markets.

    Market Infrastructure

    SSE Reports Insurance Firm to Securities Commission

    By Samuel Riding | 10/11/2016

    Exchange says insurer almost exclusively made short-term trades for 10 months.

    Market Infrastructure

    Capital Rules Could Shut Indian Commodity Exchanges – Traders

    By Samuel Riding | 10/11/2016

    Traders suggest SEBI should consider specific capital requirements for each exchange.

    Market Infrastructure

    MAS Deputy MD Appointed Chair of GEM Committee

    By Samuel Riding | 09/11/2016

    Jacqueline Loh will serve for three years as chair of Global Economy Meeting’s Markets Committee.

    Market Infrastructure

    Rise in Complaints Warrants HK IPO Reform – SFC

    By Samuel Riding | 09/11/2016

    Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.

    Market Infrastructure

    Cambodia to Pass E-commerce Law ‘Soon’

    By Samuel Riding | 09/11/2016

    New law said to enhance investor and consumer protection; speed up business transactions.

    Market Infrastructure

    Pakistan Eases Fund Distributor Requirements

    By Samuel Riding | 09/11/2016

    New rules aim to promote culture of savings and investment; increase outreach.

    Market Infrastructure

    ASIC Backs Industry-funded Model

    By Samuel Riding | 09/11/2016

    Proposed model will allocate funding according to each sector supervised by securities regulator.

    Market Infrastructure

    NZ Proposes Market Infrastructure Stability Framework

    By Samuel Riding | 09/11/2016

    Regulator says framework will promote financial stability amidst evolving market landscape.

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