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AML / KYC
HK SFC Forms Specialist Teams for Key Risk Areas
By Samuel Riding | 10/11/2016
Temporary teams will cover IPO misconduct, misconduct on GEM; AML/KYC, and mis-selling.
Market Infrastructure
MAS, R3 Launch Blockchain Centre
By Samuel Riding | 10/11/2016
Initiative to innovate distributed ledgers, enhance efficiency of financial institutions and capital markets.
Market Infrastructure
SSE Reports Insurance Firm to Securities Commission
By Samuel Riding | 10/11/2016
Exchange says insurer almost exclusively made short-term trades for 10 months.
Market Infrastructure
Capital Rules Could Shut Indian Commodity Exchanges – Traders
By Samuel Riding | 10/11/2016
Traders suggest SEBI should consider specific capital requirements for each exchange.
Market Infrastructure
MAS Deputy MD Appointed Chair of GEM Committee
By Samuel Riding | 09/11/2016
Jacqueline Loh will serve for three years as chair of Global Economy Meeting’s Markets Committee.
Market Infrastructure
Rise in Complaints Warrants HK IPO Reform – SFC
By Samuel Riding | 09/11/2016
Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.
Market Infrastructure
Cambodia to Pass E-commerce Law ‘Soon’
By Samuel Riding | 09/11/2016
New law said to enhance investor and consumer protection; speed up business transactions.
Market Infrastructure
Pakistan Eases Fund Distributor Requirements
By Samuel Riding | 09/11/2016
New rules aim to promote culture of savings and investment; increase outreach.
Market Infrastructure
ASIC Backs Industry-funded Model
By Samuel Riding | 09/11/2016
Proposed model will allocate funding according to each sector supervised by securities regulator.
Market Infrastructure
NZ Proposes Market Infrastructure Stability Framework
By Samuel Riding | 09/11/2016
Regulator says framework will promote financial stability amidst evolving market landscape.
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