Securities / Derivatives

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    Enforcement

    MAS Imposes Fines on Five Individuals for False Trading

    By Nithya Subramanian | 27/02/2025

    Joint investigations by MAS and the police found that the group was artificially inflating the share price of Epicentre Holdings in 2019.

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    Market Infrastructure

    Korea: Resumption of Short-selling to Include All Stocks

    By Mark Johnston | 27/02/2025

    When the ban is lifted on 31 March, investors will be able to short-sell any Korean stock, not just KOSPI 200 and Kosdaq 150 stocks.

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    Securities / Derivatives

    SEBI Proposes to Revise Derivatives Market Rules

    By Nithya Subramanian | 27/02/2025

    The changes include lower position limits for stock derivatives and stricter eligibility criteria for index derivatives.

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    Crypto / Digital Assets

    Hong Kong Unveils New Measures to Boost Status as Global Hub

    By Manesh Samtani | 27/02/2025

    HKEX is preparing for T+1 settlement and planning a new listing channel for technology firms. Government to issue new policy statement on virtual assets.

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    Fintech / Regtech

    OJK Indonesia Launches New Capital Market Suptech Tool

    By Nithya Subramanian | 27/02/2025

    The new application uses big data analytics to improve surveillance, monitoring, and analysis in the capital market sector.

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    Securities / Derivatives

    IDX Launches Foreign Index Futures to Enhance Market Appeal

    By Mark Johnston | 26/02/2025

    IDX partnered with MSCI to launch Foreign Index Futures based on the MSCI Hong Kong Listed Large Cap index.

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    Market Infrastructure

    RBI Issues Final Guidelines for Forward Contracts in G-Secs

    By Nithya Subramanian | 26/02/2025

    Effective 2 May 2025, the guidelines establish a regulatory framework for forward contracts in the OTC market involving G-Secs.

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    Securities / Derivatives

    Vietnam Securities Commission Signs Information-Sharing MoU

    By Nithya Subramanian | 25/02/2025

    The SSC signed the IOSCO APRC Multilateral Memorandum of Understanding for Supervisory Cooperation (SMMoU).

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    Enforcement

    SEBI Fines Axis Securities for Multiple Regulatory Violations

    By Mark Johnston | 25/02/2025

    Axis Securities was fined INR 1 million for violating stock broker rules, mishandling client funds, and reporting requirements.

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    Fintech / Regtech

    Japan FSA Revises Rules to Enable Digital Document Delivery to Clients

    By Thisanka Siripala | 25/02/2025

    Securities firms will be allowed to provide digital documents to customers for financial instruments transaction contracts, instead of physical documents.

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