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Securities / Derivatives
CSRC Proposes New Internet Marketing Rules for Futures Companies
By Mark Johnston | 14/01/2025
Futures companies would have to establish specific departments at their headquarters to conduct internet marketing activities

Securities / Derivatives
India Considers Ending Ban on Trading in Seven Agri-Derivatives
By Nithya Subramanian | 13/01/2025
A government panel has recommended ending a ban on futures trading in seven agricultural commodities imposed in 2021

Big Picture
Japan FSA Publishes Analysis of August 2024 Stock Crash
By Thisanka Siripala | 13/01/2025
The FSA said the crash was caused by several factors, including a thinning of the order book and a decline in algorithm-driven liquidity provision

Enforcement
US SEC Fines ATS Operator Liquidnet for Deficient Controls
By Nithya Subramanian | 13/01/2025
Liquidnet violated the market access rule over several years by setting inappropriate credit thresholds, including a default threshold of $1bn

Securities / Derivatives
Thailand: SET to Offer Free Colocation Space to All Members
By Editors | 12/01/2025
All SET member securities companies can request free colocation space, only having to pay external third-party costs such as electricity.

Securities / Derivatives
USD Cash Now Eligible as Collateral for JSCC’s IRS Clearing Service
By Editors | 10/01/2025
USD cash collateral posted by clearing participants and customers will be managed on a daily basis through sponsored repo transactions

Market Infrastructure
Japan: JSDA Amending Rules for Proprietary Trading Systems
By Editors | 10/01/2025
The amendments will relax trade volume limits and exempt certain PTS trades from the takeover bid 5% rule

Securities / Derivatives
TWSE Opens Taiwan Innovation Board to Retail Investors
By Editors | 10/01/2025
Since its launch in 2021 to cater to innovative start-ups, the Taiwan Innovation Board has been restricted to qualified investors only

Securities / Derivatives
Philippine SEC Proposes to Introduce Concept of ‘Seasoned Issuers’
By Editors | 10/01/2025
Issuers that meet specific criteria can be classified as ‘Seasoned Issuers’ and benefit from simplified regulatory requirements and faster review processes for bond issuance

Securities / Derivatives
Taiwan FSC Permits Securities Firms to Broker Offshore Funds
By Editors | 10/01/2025
The securities firm must have a contract that explicitly states no other institution within Taiwan can be involved in managing that specific offshore fund
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