SECURITIES / DERIVATIVES

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    ESG / Sustainability

    ASIC to Update Guidance for Carbon Market Participants

    By Editors | 08/05/2024

    The proposed updates seek to address the implications of the safeguard mechanism reforms which commenced on 1 July 2023.

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    Securities / Derivatives

    India to Update Listing Rules for GIFT City Exchanges

    By Ajoy K Das | 08/05/2024

    The proposed listing regulations take into account standards from IOSCO and best practices from other jurisdictions.

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    Sanctions

    Russia Investing Accumulated Rupees in India – Reports

    By Editors | 08/05/2024

    Russia is no longer looking to repatriate its rupees as it can now invest in Indian stocks and government securities.

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    Securities / Derivatives

    Singapore Examining Proposals to Boost Stock Market: Report

    By Nithya Subramanian | 07/05/2024

    The proposals would encourage stock investments by family offices, wealth management businesses, pension funds and sovereign funds.

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    Enforcement

    Korea’s Naked Short Selling Probe Has Reached 14 Banks

    By Editors | 07/05/2024

    Two banks already face penalties. The FSS will review penalties for seven others. Five more are still being probed.

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    Securities / Derivatives

    RBI Adjusts Bank Capital Market Exposure Norms

    By Ajoy K Das | 07/05/2024

    The RBI said the move to T+1 settlement prompted a review of the existing guidelines on the issuance of IPCs by banks.

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    Securities / Derivatives

    MAS Issues Notice on Fund Data Submission Requirements

    By Nithya Subramanian | 07/05/2024

    Notice SFA 04-N23 specifies monthly and daily submission requirements applicable to managers of authorised CIS, excluding REITs.

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    Enforcement

    CFTC Publishes Report on Responsible AI in Markets

    By Manesh Samtani | 07/05/2024

    The report offers five recommendations on how the CFTC should safeguard financial markets from AI-related risks.

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    Securities / Derivatives

    China Issues New Rules for Private Securities Investment Funds

    By Editors | 06/05/2024

    The rules were proposed last May but have since been relaxed in several aspects, including a lower forced liquidation threshold.

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    Securities / Derivatives

    NZX Issues Consultation on Director Independence Settings

    By Editors | 06/05/2024

    NZX is undertaking a detailed review of its corporate governance settings relating to director independence.

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