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Securities / Derivatives
Market Infrastructure
SEBI Eases Financial Disincentive Rules for Technical Glitches at MIIs
By Ajoy K Das | 25/09/2024
Financial disincentives for key executives will no longer be triggered automatically in the event of a technical glitch at an MII.
Securities / Derivatives
CSRC Enhances Securities Industry Risk Control Indicator System
By Editors | 25/09/2024
The standards used by securities firms to calculate risk control indicators have been optimised and improved.
Securities / Derivatives
Vietnam Eases Pre-Funding Rules for Foreign Investors
By Nithya Subramanian | 24/09/2024
Securities firms will be able to place orders for foreign institutional investors before they have deposited the required funds in their accounts.
Market Infrastructure
ASIC Reviewing Approach to Regulating Market Infrastructure
By Thisanka Siripala | 24/09/2024
ASIC will work with the RBA and industry to develop guidance on the use of its new powers to regulate financial market infrastructure.
Securities / Derivatives
Individuals Consistently Lose Money in Derivatives: SEBI
By Ajoy K Das | 23/09/2024
Around 93 percent of individual traders incurred losses through intraday derivatives trading during 2021-24.
Securities / Derivatives
SEBI Grants Mutual Funds More Flexibility to Trade CDS
By Ajoy K Das | 23/09/2024
SEBI expects the move to drive growth in fixed income markets as it would allow mutual funds to hedge against bond defaults.
Enforcement
JSDA Fines MUFG Units for Sharing Client Information
By Editors | 23/09/2024
Mitsubishi UFJ Bank and two affiliated securities firms were fined for sharing non-public information without permission.
Enforcement
Morgan Stanley Under Scrutiny in Korea for Stock Sale
By Editors | 23/09/2024
Morgan Stanley’s Seoul branch reportedly sold 1m SK Hynix shares two days before releasing research on the company.
Securities / Derivatives
HKEX Establishes Task Force to Develop New Funds Platform
By Editors | 23/09/2024
The task force comprises representatives from AllianceBernstein, Amundi, ASIFMA, Blackrock, HKIFA, Invesco and other firms.
ESG / Sustainability
SGX RegCo Mandates ISSB Aligned Climate Disclosures by 2025
By Nithya Subramanian | 23/09/2024
All listed companies will have to report Scope 1 and 2 emissions and incorporate the ISSB’s climate-related disclosure standards.
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