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SECURITIES / DERIVATIVES
Securities / Derivatives
HKEX Introduces Exemption for Dealing in Suspended Securities
By Sanday Chongo Kabange | 21/02/2024
An exemption to the restriction on dealing in suspended securities has been introduced to facilitate stock option settlement.
Enforcement
FSS Korea Clarifies Role in Seeking Redress for Investors
By Editors | 21/02/2024
FSS responds to calls for a court, rather than the regulator, should prepare compensation plans for investors in loss-making ELS products.
Securities / Derivatives
Indonesia OJK Outlines Plans for Developing Capital Market
By Mark Johnston | 21/02/2024
OJK plans measures to increase retail investor participation, boost market liquidity, and introduce new derivatives products.
Crypto / Digital Assets
HKMA Sets Out Expectations on Tokenised Product Offerings
By Manesh Samtani | 20/02/2024
HKMA circular sets out expectations for the sale and distribution of tokenised products in respect of due diligence, disclosure and risk management.
ESG / Sustainability
Thai SEC Proposes Principles for “Green Investment Trusts”
By Mark Johnston | 20/02/2024
The SEC aims to use GITs as a tool to encourage investment in projects that conserve or preserve the environment.
Securities / Derivatives
India to Develop GIFT City Currency Derivatives Market
By Ajoy K Das | 20/02/2024
The IFSCA has established an advisory committee to study the introduction of a GIFT City market for exchange traded currency derivatives.
Securities / Derivatives
FSS Korea to Upgrade English Disclosure System for Capital Market
By Sanday Chongo Kabange | 20/02/2024
FSS says the enhanced English electronic disclosure system will help to resolve the Korea discount and better serve foreign investors.
Enforcement
FSS Korea Sanctions Lotte Insurance for Poor Risk Management
By Mark Johnston | 20/02/2024
Lotte Insurance is asked to prepare a comprehensive liquidity management plan and strengthen its stress tests for alternative investments.
Securities / Derivatives
CSRC Solicits Suggestions on Improving Capital Market
By Editors | 20/02/2024
Market participants have called for strict control over IPO access and stronger supervision of listed companies.
Enforcement
JPMorgan to Pay $350m in Fines for Trade Surveillance Gaps
By Mark Johnston | 20/02/2024
The bank said certain trading and order data was not feeding into its trade surveillance platforms.
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