Securities / Derivatives

Securities / Derivatives

Tokyo Bourse Secures New Partners for ‘TSE Asia Startup Hub’

By Nithya Subramanian | 03/09/2024

Malaysia’s VentureTECH is among the firms participating in the TSE initiative, which seeks to attract IPOs from across the region.

Securities / Derivatives

SEBI Proposes to Update Record Keeping Requirements

By Ajoy K Das | 03/09/2024

SEBI proposes to make it mandatory for regulated entities to maintain records of communications for a minimum eight years.

Enforcement

Korean Courts Overturn Two FSC Penalty Decisions

By Editors | 03/09/2024

A KRW 669.1 million fine against Shinhan Investment Corp and a KRW 1 billion fine against Kepler Cheuvreux were overturned.

Market Infrastructure

Deadline Fast Approaching for New Trade Reporting Rules in Australia and Singapore

By Manesh Samtani | 03/09/2024

DTCC, MAS and ASIC are calling on market participants to accelerate testing efforts to ensure readiness for new reporting rules that go live on 21 October.

Securities / Derivatives

HKEX Launches Weekly Options on Hang Seng TECH Index

By Sanday Chongo Kabange | 03/09/2024

In November, HKEX will also launch weekly options on stocks including HSBC Holdings, Alibaba, Tencent Holdings and BYD.

Enforcement

Indonesia: IDX Dismisses Five Employees for IPO-related Bribery

By Nithya Subramanian | 03/09/2024

The OJK said it supports the “firm steps” taken by IDX in imposing sanctions on the violating parties.

Securities / Derivatives

China Launches Non-deliverable Forwards in Interbank Market

By Manesh Samtani | 02/09/2024

CFETS said the introduction of foreign currency NDFs will help market participants better hedge their forex risks.

Securities / Derivatives

Korea Outlines Three-Step Plan to Expand KOFR Adoption

By Manesh Samtani | 02/09/2024

FSC Vice Chair Kim So-young said KOFR adoption is no longer a matter of choice but a practical necessity that must be swiftly implemented.

Capital / Liquidity

PBOC Starts Participating in Open Market Bond Trading

By Manesh Samtani | 02/09/2024

The PBOC is expected to participate in treasury bond trading more regularly to manage financial system liquidity and the yield curve.