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SECURITIES / DERIVATIVES
Market Infrastructure
SEBI Directs FMIs to Self-Assess Compliance With PFMIs
By Ajoy K Das | 21/12/2023
Depositories and clearing corporations are directed to assess their compliance with the PFMIs on a periodic basis and report the results to SEBI.
Market Infrastructure
Hong Kong to Revive Immigration Scheme for Investors
By Nithya Subramanian | 21/12/2023
The minimum investment stands at HK$30mn and includes a mandatory financial commitment to bolster local technology and innovation.
Capital / Liquidity
FSB, IOSCO Issue Guidance to Address Liquidity Mismatch in Funds
By Manesh Samtani | 21/12/2023
The FSB recommendations and IOSCO guidance aim to strengthen liquidity management by managers of open-ended funds.
Securities / Derivatives
CFTC Proposes Rules on Operational Resilience, Funds Segregation
By Editors | 20/12/2023
The CFTC also granted DCO registration to a crypto derivatives exchange and brokerage, allowing it to act as its own clearinghouse.
Crypto / Digital Assets
UK to Launch Digital Securities Sandbox on 8 Jan 2024
By Editors | 20/12/2023
The sandbox will allow FMIs to test the use of new technology including DLT to operate trading venues and perform CSD activities.
Enforcement
Bursa Malaysia Fines Ten Serba Dinamik Directors for Listing Rule Breaches
By Sanday Chongo Kabange | 20/12/2023
Timely and accurate disclosure of financial statements and material information are fundamental obligations of listed companies, Bursa Malaysia said.
Securities / Derivatives
BSEC Sets New Deadline for Insider Trading Guidelines
By Ajoy K Das | 20/12/2023
The regulator had set a deadline but most listed companies failed to comply by the deadline seven months ago.
Market Infrastructure
SFC Reminds Market of Coming Changes to Position Limit Regime
By Mark Johnston | 20/12/2023
The SFC has published an FAQ and updated its guidance note to help market participants understand the amendments, which come into force on Friday.
Securities / Derivatives
Korea Unveils Details on New English Disclosure Requirements
By Mark Johnston | 20/12/2023
South Korea’s FSC unveiled details on its phased approach to mandatory English disclosures for listed companies in Korea.
Big Picture
FSB Reports Decline in Shadow Banking Assets
By Nithya Subramanian | 20/12/2023
The NBFI sector recorded a 2.9 per cent fall in financial assets in the sector, attributed to higher interest rates.
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