SECURITIES / DERIVATIVES

    Securities / Derivatives

    US Lawmakers Demand Answers on China Audit Oversight Deal

    By Editors | 18/07/2025

    Senior lawmakers are seeking answers from the SEC and PCAOB, warning that a 2022 agreement on audit access fails to protect US investors.

    Securities / Derivatives

    Japan to Phase in ISSB-Aligned Disclosure and Assurance from 2027

    By Manesh Samtani | 18/07/2025

    Regulators will require the largest firms to adopt the standards first, introducing a "safe harbour" provision to account for uncertain and forward-looking data.

    Securities / Derivatives

    ISDA Launches Digital Hub to Modernise Derivatives Notices

    By Editors | 17/07/2025

    New online platform and protocol aim to cut risks and losses by replacing physical delivery of critical legal notices with a secure system.

    Securities / Derivatives

    Taiwan to Continue Using State Fund to Support Stock Market

    By Nithya Subramanian | 17/07/2025

    The Ministry of Finance said the NSF will continue its market stabilisation mission due to continued US tariff uncertainty, geopolitical tensions, and a weakening global outlook.

    Securities / Derivatives

    India Proposes Shift to Domestic Prices for Gold and Silver ETF Valuation

    By Editors | 17/07/2025

    SEBI proposed to mandate that asset managers use local spot prices, moving away from the London-based international benchmark.

    Securities / Derivatives

    India Proposes Rules for GIFT City OTC Derivatives Market

    By Nithya Subramanian | 17/07/2025

    The draft framework to regulate OTC derivatives in GIFT City mandates central clearing, real-time reporting, and strict controls on contract issuance.

    Enforcement

    Hong Kong SFC Bans Former Asset Manager for Nine Years

    By Sanday Chongo Kabange | 17/07/2025

    The former HF Asset Management officer failed to act in the "best interests" of a fund that ended up losing 86 percent of its value.

    Securities / Derivatives

    Korea to Mandate Venture Capital Investment for 'Mega IBs'

    By Manesh Samtani | 17/07/2025

    Regulators have proposed new rules forcing large investment banks to allocate 25% of certain funds to venture capital while tightening designation criteria.

    Market Infrastructure

    HKEX Consults on T+1 Settlement Cycle for Cash Equities Market

    By Sanday Chongo Kabange | 17/07/2025

    HKEX has initiated a market-wide consultation on shortening its settlement cycle, highlighting significant operational challenges for global firms.

    Capital / Liquidity

    MAS Sets New Capital and Liquidity Rules for Market Infrastructure Firms

    By Nithya Subramanian | 17/07/2025

    The new rules require FMIs to comply with enhanced solvency and liquidity thresholds to reinforce operational continuity in stress scenarios.

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