Securities / Derivatives

Securities / Derivatives

Singapore Examining Proposals to Boost Stock Market: Report

By Nithya Subramanian | 07/05/2024

The proposals would encourage stock investments by family offices, wealth management businesses, pension funds and sovereign funds.

Enforcement

Korea’s Naked Short Selling Probe Has Reached 14 Banks

By Editors | 07/05/2024

Two banks already face penalties. The FSS will review penalties for seven others. Five more are still being probed.

Securities / Derivatives

RBI Adjusts Bank Capital Market Exposure Norms

By Ajoy K Das | 07/05/2024

The RBI said the move to T+1 settlement prompted a review of the existing guidelines on the issuance of IPCs by banks.

Securities / Derivatives

MAS Issues Notice on Fund Data Submission Requirements

By Nithya Subramanian | 07/05/2024

Notice SFA 04-N23 specifies monthly and daily submission requirements applicable to managers of authorised CIS, excluding REITs.

Enforcement

CFTC Publishes Report on Responsible AI in Markets

By Manesh Samtani | 07/05/2024

The report offers five recommendations on how the CFTC should safeguard financial markets from AI-related risks.

Securities / Derivatives

China Issues New Rules for Private Securities Investment Funds

By Editors | 06/05/2024

The rules were proposed last May but have since been relaxed in several aspects, including a lower forced liquidation threshold.

Securities / Derivatives

NZX Issues Consultation on Director Independence Settings

By Editors | 06/05/2024

NZX is undertaking a detailed review of its corporate governance settings relating to director independence.

Securities / Derivatives

India Allows Non-Bank FPIs to Issue Derivatives in GIFT City

By Ajoy K Das | 06/05/2024

Non-bank FPIs including AIFs are expected to start issuing derivatives in GIFT City and offering them to international investors.

Securities / Derivatives

SEBI Revamps Supervisory Framework for Analysts, Advisers

By Ajoy K Das | 05/05/2024

Under the new framework, stock exchanges can apply to be recognised as administrative and supervising bodies for research analysts and investment advisers.