SECURITIES / DERIVATIVES

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    Securities / Derivatives

    KRX Bolsters ‘Value-Up’ Support for KOSDAQ Firms

    By Mark Johnston | 23/05/2025

    KRX will publish a best-practice guide and expand its consulting initiative to help more KOSDAQ firms enhance shareholder value.

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    Capital / Liquidity

    MAS Proposes to Revise Margin Limits for Capital Markets Firms

    By Nithya Subramanian | 23/05/2025

    The MAS has proposed raising the cap on margin exposures that CMSL holders can extend to their clients.

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    AML / KYC

    US State Officials Call on SEC to Probe Listed Chinese Firms

    By Thisanka Siripala | 23/05/2025

    The state officials expressed concern over “opaque” reporting, security risks, and auditing as grounds for SEC action.

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    Market Infrastructure

    Australia’s NSX to Be Acquired by Canadian Exchange

    By Thisanka Siripala | 23/05/2025

    NSXA will retain local leadership while gaining capital and technological backing from the Canadian Securities Exchange.

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    Securities / Derivatives

    LME Approves More HK Warehouses as City Seeks Commodity Trading Boost

    By Manesh Samtani | 22/05/2025

    LME approves three new warehouses in Hong Kong as city aims to become a key commodity hub with tax incentives.

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    Market Infrastructure

    BOK Gains Access to US Central Clearing Repo Market

    By Manesh Samtani | 22/05/2025

    BOK partners with JP Morgan to become first Korean institution to join FICC ahead of SEC rule changes.

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    Securities / Derivatives

    Korea Securities Depository Launches Repo Market Information Platform

    By Editors | 22/05/2025

    KSD launches “RP Inside” to monitor KOFR’s underlying repo market, aiming to boost transparency and inform investment decisions.

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    AML / KYC

    IOSCO Calls on Online Platforms to Help Combat Investment Scams

    By Manesh Samtani | 22/05/2025

    IOSCO calls on internet search engines, social networks, and app providers to enhance efforts to combat online investment scams.

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    Securities / Derivatives

    China Introduces Private Equity Incentives in M&A Reform

    By Mark Johnston | 22/05/2025

    CSRC unveils a major overhaul of its rules on mergers and acquisitions, aiming to boost private equity participation and streamline capital flows.

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    AML / KYC

    SFC Alerts Public to Phishing Texts Targeting Brokerage Clients

    By Sanday Chongo Kabange | 22/05/2025

    Phishing texts are tricking Hong Kong investors into revealing personal data, leading to financial losses, warns the SFC.

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