SECURITIES / DERIVATIVES

Market Infrastructure

Vietnam Launches New Bond Trading Platform at HNX

By Editors | 20/07/2023

The system will also support businesses in mobilising mid and long-term capital, helping them reduce their dependence on bank credit.

Enforcement

India: Appeals Tribunal Sets Aside SEBI Penalty Order Against NSE

By Editors | 20/07/2023

The Securities Appellate Tribunal said NSE had not indulged in any unethical act or unjustly enriched itself.

Securities / Derivatives

Shanghai, Shenzhen Bourses Tighten Rules on GDR Listings

By Manesh Samtani | 20/07/2023

The new rules are aimed at preventing Chinese investors participating in GDR offerings from exploiting home market price differences.

Securities / Derivatives

Korea: New Rules for CFD Trading to Take Effect from 1 Sept

By Editors | 20/07/2023

Securities firms that conduct CFD trading and brokerage business must submit investor balances to KOFIA on a daily basis.

Market Infrastructure

EU Commission Seeks to Further Extend Transition Period for Third-country Benchmarks

By Manesh Samtani | 20/07/2023

The European Commission says the extension is necessary to avoid destabilising the asset management sector and financial stability risks.

Securities / Derivatives

China’s AMAC Revises Rules for Private Equity Asset Management Plans

By Editors | 18/07/2023

The measures aim to refocus the private equity industry’s attention back to its core operations, minimise potential conflicts of interest, and facilitate the growth of the industry.

Enforcement

CSRC Fines GF Securities for Poor Due Diligence in Stock Sale

By Editors | 18/07/2023

GF Securities received an advance notice of administrative penalties from the CSRC connected to a 2018 share issuance by Misho Ecology & Landscape.

Fintech / Regtech

Korea FSS Launches New Online Licence Application Platform

By Sanday Chongo Kabange | 18/07/2023

The new “S.T.A.R.T” platform allows applicants to submit licensing, registration and accreditation applications digitally.

Securities / Derivatives

China Looking to Shore Up Confidence Among Foreign Investors

By Editors | 18/07/2023

Regulators are organising a meeting in Beijing this Friday to discuss the challenges faced by foreign investors and encourage them to maintain their presence in China.