SECURITIES / DERIVATIVES

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    Capital / Liquidity

    Korea Relaxes Banking Rules to Boost Venture Investments, Corporate Lending

    By Editors | 05/07/2023

    The limit on bank acquisitions of unlisted equity securities is raised and the loan-to-deposit ratio requirement applied to foreign bank branches is relaxed.

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    ESG / Sustainability

    Australia: New Report Calls into Question Credibility of Corporate Reporting

    By Editors | 05/07/2023

    The poor quality of disclosure suggests that directors are not taking their responsibility seriously, said Professor Peter Carey at Deakin University.

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    Securities / Derivatives

    SEBI Offers Clarity on Directorships of Debenture Trustees

    By Ranamita Chakraborty | 05/07/2023

    The regulator noted issuers that are not companies under India’s Companies Act, 2013 are not obligated to appoint directors.

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    Market Infrastructure

    Bond Connect Will be Further Enhanced, Says HKMA Chief

    By Manesh Samtani | 05/07/2023

    HKMA chief Eddie Yue discussed plans to open foreign access to the onshore treasury bond futures market and allow repo trades via Bond Connect.

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    Market Infrastructure

    New SGX, NSE IX Platform to Add Nifty Liquidity

    By Jill Wong | 04/07/2023

    SGX says the new NSE IX-SGX GIFT Connect will help deepen the liquidity pool for Nifty products.

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    Securities / Derivatives

    Korea Passes Bill to Strengthen Penalties for Unfair Trading

    By Editors | 03/07/2023

    The FSC will be able to impose a penalty surcharge of up to twice the amount of illegally earned profits. The enhanced penalties will take effect in January 2024.

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    ESG / Sustainability

    HKEX’s Climate-related Financial Disclosures: Where to Start?

    By Alan Au | 03/07/2023

    Alan Au, Helena Wong, and Ariana Szeto offer guidance on preparing for HKEX’s new climate-related disclosure requirements.

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    Market Infrastructure

    SEBI Issues Rules Requiring CRAs to Name Uncooperative Issuers

    By Sanday Chongo Kabange | 03/07/2023

    SEBI has issued new rules to address the growing number of issuers refusing to provide information to CRAs to properly assess their credit risk.

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    Securities / Derivatives

    SGX RegCo Issues New Guidance on Use of IFAs

    By Editors | 03/07/2023

    The guidance sets out expectations on the advice IFAs provide on proposed transactions such as exit offers and interested person transactions.

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    Enforcement

    CFTC Establishes Task Forces to Target Cyber Threats, Environmental Fraud

    By Editors | 02/07/2023

    The task forces will help the CFTC address cybersecurity issues, emerging technologies like AI, and fraud in carbon markets.

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