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Securities / Derivatives
ESG / Sustainability
Malaysia Unveils Initiatives to Further Boost Islamic Finance
By Nithya Subramanian | 31/05/2024
The SC will launch a social exchange by year-end and introduce P2P financing and equity crowdfunding for waqf developments.
Securities / Derivatives
SEBI Revises Criteria for Listing Commodity Futures, Options
By Ajoy K Das | 31/05/2024
Exchanges will no longer have to delist commodity derivatives if annual turnover falls under INR 5 billion.
ESG / Sustainability
European Energy Exchange Establishes Japanese Subsidiary
By Editors | 31/05/2024
EEX said the subsidiary will help it reinforce its presence and strengthen ties with the local trading community and authorities.
Securities / Derivatives
SEBI Issues Guidelines on Investor Protection Fund for Commodities Segment
By Ajoy K Das | 30/05/2024
Stock exchanges with a commodity derivative segment must set up an Investor Protection Fund for claims against defaulting trading members.
Enforcement
HK Jury Convicts Three in Landmark Manipulation Case
By Sanday Chongo Kabange | 30/05/2024
This was the first time an offence under the SFO has been tried at Hong Kong’s Court of First Instance.
Securities / Derivatives
Major FMIs Offer Blueprint for Digital Asset Ecosystem
By Editors | 30/05/2024
DTCC, Clearstream And Euroclear seek to promote the adoption and acceptance of tokenisation and digital asset securities.
Securities / Derivatives
Korea Proposes Rule Changes for Convertible Bonds Market
By Nithya Subramanian | 30/05/2024
The changes will strengthen disclosure requirements for CB issuance and enhance the rules for refixing convertible prices.
Enforcement
Former NZ CEO Fined Over Anonymous Online Posts
By Sanday Chongo Kabange | 29/05/2024
The former CEO made false and misleading representations online purportedly to manipulate NZX-listed New Talisman Gold Mines.
Enforcement
SFC Suspends Former RO for 4 Years Over 2019 Share Placement
By Sanday Chongo Kabange | 29/05/2024
The share placement failures were attributable to the former RO’s neglect, gross negligence or recklessness, the SFC said.
Securities / Derivatives
SEBI Issues New Protocol for Commodity Trading Outages
By Ajoy K Das | 29/05/2024
In the event of a disruption, stock exchanges have to inform SEBI immediately and market participants within 15 minutes.
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