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Securities / Derivatives
Securities / Derivatives
FSS Korea Proposes Measures to Boost Trust in Underwriters
By Mark Johnston | 13/05/2024
The measures will strengthen due diligence, disclosure and IPO pricing standards; KRX facing criticism over delayed IPO approvals.
Securities / Derivatives
SEBI to Ease Disclosure Rules for Non-convertible Securities
By Ajoy K Das | 13/05/2024
SEBI proposed to remove requirements to disclose the PAN and personal addresses of promoters.
Securities / Derivatives
HKMA Issues Revised Guideline on SFC-registered AIs
By Editors | 13/05/2024
The revised module aims to serve as a “convenient regulatory handbook” for HKMA-authorised institutions that are also registered with the SFC.
Securities / Derivatives
RBI Relaxes Margin Requirements for Derivatives
By Ajoy K Das | 13/05/2024
Regulatory amendments are intended to make it easier for foreign investors to invest in derivatives.
Capital / Liquidity
RBI Finalises Margin Rules for Non-Cleared OTC Derivatives
By Manesh Samtani | 13/05/2024
The master direction on VM and IM exchange for non-centrally cleared OTC derivatives will enter into force from 8 November 2024.
Fintech / Regtech
FSC Korea Unveils Operation Plan for New ATS Market
By Manesh Samtani | 12/05/2024
The FSC will apply the best execution obligation to securities firms when Nextrade launches its new ATS platform in March 2025.
Securities / Derivatives
Hong Kong, Saudi Arabia Working on More ETF Listings
By Editors | 12/05/2024
An ETF that tracks Hong Kong’s stock indices will list in Riyadh. More Saudi Arabia ETFs may also list in Hong Kong.
Securities / Derivatives
SIFMA to Lead Shared Ledger Project for Multi-asset Transactions
By Manesh Samtani | 10/05/2024
The project participants and contributors include Citi, JP Morgan, Mastercard, Swift, Visa, Broadridge, DTCC, ISDA, and others.
Securities / Derivatives
SEBI Standardises Reporting Format for Investment Advisers
By Ajoy K Das | 10/05/2024
Investment advisers will need to submit reports to IAASB in a standardised format every six months.
Securities / Derivatives
Taiwan Securities Firms Can Expand IPO Loan Business
By Editors | 10/05/2024
Securities firms can handle subscription loans for clients who are employees or original shareholders of issuers.
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