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Market Infrastructure
HK and Ontario Deepen Cross-Border Investment Management Supervision
By Sanday Chongo Kabange | 14/05/2025
The SFC and OSC will collaborate on the supervision of CIS investment managers operating in Hong Kong and Canada.
Market Infrastructure
India Consults on New ‘Global Access Framework’ for GIFT City
By Nithya Subramanian | 14/05/2025
The new framework will facilitate global market access to Indian financial products via regulated channels established within GIFT City.
Securities / Derivatives
SEBI to Drop Proposal to Cap Intraday Derivatives Positions
By Nithya Subramanian | 14/05/2025
More than half the public comments opposed the intraday limits, arguing they would hurt legitimate market-making and disrupt liquidity.
AML / KYC
Taiwan Implements Stricter Rules on Structured Product Sales
By Manesh Samtani | 14/05/2025
The new rules are intended to address mis-selling and protect vulnerable investors from unsuitable financial products
Securities / Derivatives
NSE Gets SEBI Nod to Launch Electricity Derivatives: Report
By Nithya Subramanian | 14/05/2025
NSE has received an in-principle approval but the terms of the contract are still being discussed.
Fintech / Regtech
SET, Nasdaq Expand Partnership to Modernise Capital Market
By Editors | 14/05/2025
SET said the expanded partnership is aimed at enhancing system-wide efficiency, transparency, and risk management.
Securities / Derivatives
SEBI to Allow IAs, RAs to Use Fund Units to Meet Deposit Requirements
By Nithya Subramanian | 14/05/2025
Allowing investment advisers and research analysts to use liquid mutual fund units is intended to provide flexibility and ease operational challenges.
Securities / Derivatives
TAIFEX Designates Financial Futures Exempt From After-Hours Liquidation
By Editors | 13/05/2025
TAIFEX reminded futures commission merchants to maintain adequate risk controls for futures traders’ margins and open positions
Securities / Derivatives
China to Boost Financial Connectivity for Guangzhou’s Nansha District
By Manesh Samtani | 13/05/2025
Regulators announced a 30-point plan to boost financial ties between Nansha, Hong Kong, and Macao and foster Greater Bay Area growth.
Enforcement
SFC Fines Sino-Rich Securities, Suspends Exec Over Margin Lending Failures
By Editors | 13/05/2025
The SFC said Sino-Rich Securities had inadequate documentation and enforcement of margin lending policies.
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