SECURITIES / DERIVATIVES

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    Market Infrastructure

    HK and Ontario Deepen Cross-Border Investment Management Supervision

    By Sanday Chongo Kabange | 14/05/2025

    The SFC and OSC will collaborate on the supervision of CIS investment managers operating in Hong Kong and Canada.

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    Market Infrastructure

    India Consults on New ‘Global Access Framework’ for GIFT City

    By Nithya Subramanian | 14/05/2025

    The new framework will facilitate global market access to Indian financial products via regulated channels established within GIFT City.

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    Securities / Derivatives

    SEBI to Drop Proposal to Cap Intraday Derivatives Positions

    By Nithya Subramanian | 14/05/2025

    More than half the public comments opposed the intraday limits, arguing they would hurt legitimate market-making and disrupt liquidity.

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    AML / KYC

    Taiwan Implements Stricter Rules on Structured Product Sales

    By Manesh Samtani | 14/05/2025

    The new rules are intended to address mis-selling and protect vulnerable investors from unsuitable financial products

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    Securities / Derivatives

    NSE Gets SEBI Nod to Launch Electricity Derivatives: Report

    By Nithya Subramanian | 14/05/2025

    NSE has received an in-principle approval but the terms of the contract are still being discussed.

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    Fintech / Regtech

    SET, Nasdaq Expand Partnership to Modernise Capital Market

    By Editors | 14/05/2025

    SET said the expanded partnership is aimed at enhancing system-wide efficiency, transparency, and risk management.

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    Securities / Derivatives

    SEBI to Allow IAs, RAs to Use Fund Units to Meet Deposit Requirements

    By Nithya Subramanian | 14/05/2025

    Allowing investment advisers and research analysts to use liquid mutual fund units is intended to provide flexibility and ease operational challenges.

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    Securities / Derivatives

    TAIFEX Designates Financial Futures Exempt From After-Hours Liquidation

    By Editors | 13/05/2025

    TAIFEX reminded futures commission merchants to maintain adequate risk controls for futures traders’ margins and open positions

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    Securities / Derivatives

    China to Boost Financial Connectivity for Guangzhou’s Nansha District

    By Manesh Samtani | 13/05/2025

    Regulators announced a 30-point plan to boost financial ties between Nansha, Hong Kong, and Macao and foster Greater Bay Area growth.

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    Enforcement

    SFC Fines Sino-Rich Securities, Suspends Exec Over Margin Lending Failures

    By Editors | 13/05/2025

    The SFC said Sino-Rich Securities had inadequate documentation and enforcement of margin lending policies.

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