Securities / Derivatives

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    Securities / Derivatives

    China Revises Rules to Strengthen Self-Regulation in Fund Industry

    By Editors | 29/11/2023

    The revised rules impose expectations on fund management firms and their senior managers to focus more on risk management and ethical business conduct.

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    Securities / Derivatives

    HKEX Lists Asia’s First-ever Saudi Arabia ETF

    By Editors | 29/11/2023

    The ETF, managed by CSOP Asset Management, was listed today in partnership with the Public Investment Fund of Saudi Arabia.

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    Securities / Derivatives

    ASX Commits to Enhancing CHESS Project Delivery Capabilities

    By Editors | 29/11/2023

    ASX has committed to implementing all of the recommendations from an independent review of its Portfolio, Program, and Project Management frameworks.

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    Securities / Derivatives

    Thai Bourse to Study Benefits of Programme Trading – Report

    By Editors | 28/11/2023

    The SEC asked the SET to study the use of trading programmes and high-frequency trading and submit the results to the regulator.

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    Securities / Derivatives

    Beijing Bourse Blocks Stock Sales by Major Shareholders

    By Editors | 28/11/2023

    Major shareholders are required to make a public filing before selling shares, but the BSE has been rejecting those filings to prevent stock sales.

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    Securities / Derivatives

    SET, SGX to Add More Stocks to Depositary Receipts Linkage

    By Editors | 28/11/2023

    The first three Thai stocks listed depositary receipts on SGX in May. One SGX stock, Singapore Airlines, has so far listed DRs in Thailand.

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    Crypto / Digital Assets

    Philippine SEC to Ban Unregistered Foreign Trading Platforms

    By Sanday Chongo Kabange | 28/11/2023

    The SEC is planning to ban online stock and crypto trading platforms that are not registered to operate in the Philippines.

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    Securities / Derivatives

    SEBI Proposes to Grant Greater Trading Flexibilities to Company Insiders

    By Ajoy K Das | 28/11/2023

    The regulator has proposed revising its insider trading regulations to make it easier for senior management to trade in company shares.

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    ESG / Sustainability

    HKEX Targets Carbon Neutrality in 2024, Net Zero by 2040

    By Editors | 28/11/2023

    HKEX will achieve carbon neutrality by 2024 by expanding its carbon offsetting policy, and net zero by 2040 by cutting its scope 1, 2, and 3 GHG emissions.

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    Securities / Derivatives

    Low AUM, High Risk-based Capital Rules to Disrupt Funds Industry

    By Nithya Subramanian | 28/11/2023

    As MAS plans to repeal the RFMC regime, players said that consolidation and dropouts are expected to impact the industry.

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