Securities / Derivatives

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    Securities / Derivatives

    PASLA to Expand Footprint to Australia, New Zealand

    By Editors | 18/06/2024

    PASLA will work with the Australian Securities Lending Association to finalise an agreement within Q4 2024.

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    Fintech / Regtech

    Indonesia Stock Exchange to Upgrade Trading Platform

    By Editors | 18/06/2024

    IDX also announced that it will enhance its market surveillance capabilities and further develop its index business.

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    Market Infrastructure

    Hong Kong Seeks Further Derivatives Market Development

    By Sanday Chongo Kabange | 17/06/2024

    Plans include “high-liquidity products” and cross-boundary commodities trading. Preparations for Mainland treasury bond futures are at the “final stage”.

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    Securities / Derivatives

    CSRC Approves First ETF Listings Tracking Saudi Arabia

    By Editors | 17/06/2024

    Two ETFs managed by Huatai-Pinebridge Fund Management and China Southern Asset Management were approved.

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    Market Infrastructure

    CSRC Proposes to Enhance Funds Recognition Scheme

    By Editors | 17/06/2024

    Mutually recognised funds will be allowed to delegate their investment management functions to overseas asset management institutions.

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    Market Infrastructure

    More ETFs Will be Added to Stock Connect on 22 July

    By Editors | 17/06/2024

    The AUM and index weighting requirements have been relaxed to include more HK- and mainland-listed ETFs in Stock Connect.

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    ESG / Sustainability

    HKEX Proposes Enhancements to Corporate Governance Code

    By Editors | 17/06/2024

    The new requirements aim to enhance risk management as well as board effectiveness, independence and diversity.

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    AML / KYC

    Malaysia SC Issues Revised AML/CFT/CPF Guidelines

    By Editors | 17/06/2024

    The updated guidelines include requirements to identify and perform due diligence on counterparty VASPs before transmitting information to them.

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    AML / KYC

    MAS, CAD Investigating Seatrium Over ‘Operation Car Wash’

    By Editors | 16/06/2024

    Seatrium disclosed that MAS and the Singapore police have requested further information for a joint investigation.

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    Securities / Derivatives

    HK Investment Banks Call for Easing of Stock Buyback Rules

    By Editors | 15/06/2024

    Investment banks are reportedly asking HKEX to make it possible for issuers to use convertible bond proceeds for share buybacks, without EGM approval.

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