Securities / Derivatives

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    AML / KYC

    India Gives Offshore Funds Time to Disclose Investors

    By Mark Johnston | 26/01/2024

    SEBI is reportedly allowing offshore funds seven months to disclose the identities of their investors before they are forced to liquidate their holdings.

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    Securities / Derivatives

    KOFIA to Draw Up Measures to Resolve ‘Korea Discount’

    By Sanday Chongo Kabange | 25/01/2024

    Measures include inducing listed companies to improve their dividend payout ratios and enhance investment returns for shareholders.

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    Market Infrastructure

    BGC Group Wins CFTC Approval to Challenge CME Dominance

    By Mark Johnston | 25/01/2024

    BGC Group won approval to operate an exchange for US Treasury and SOFR futures and deliver competition across the CME’s US interest rate complex.

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    Securities / Derivatives

    SEBI to Allow Stock Exchange Mechanism for Share Sales to Employees

    By Ajoy K Das | 25/01/2024

    The new framework for OFS transactions to company employees is expected to cut costs and time of issuance.

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    Securities / Derivatives

    India Permits Direct Listings at GIFT City Exchanges

    By Ajoy K Das | 25/01/2024

    Indian companies will be able to list on India INX and NSE International Exchange, according to a notification from the government.

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    Securities / Derivatives

    $3.6b of Investments in AIFs Circumvent Regulations: SEBI

    By Ajoy K Das | 25/01/2024

    The regulator has issued a consultation paper on proposals to enhance trust in AIFs and facilitate ease of doing business.

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    Securities / Derivatives

    FSC Korea Unveils Plan to Enhance Convertible Bond Market

    By Mark Johnston | 24/01/2024

    The plan includes measures to strengthen investigation and enforcement of unfair trading activities involving convertible bonds.

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    Crypto / Digital Assets

    Value Partners, VSFG Partnering to Launch Spot Bitcoin ETF

    By Editors | 24/01/2024

    Value Partners Hong Kong and Venture Smart Financial Holdings have signed an MoU to collaborate on the launch of a spot Bitcoin ETF in Hong Kong this year.

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    Securities / Derivatives

    US SEC Adopts Rules to Enhance Protections for SPAC Investors

    By Editors | 24/01/2024

    The new rules will help address information asymmetries, misleading information, and conflicts of interest in SPAC and de-SPAC transactions.

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    Securities / Derivatives

    China Announces RRR Cut, Other Measures to Boost Stock Market

    By Manesh Samtani | 24/01/2024

    Besides the 50bp RRR cut for banks, regulators pledged to bolster investment returns and incentivise SOEs to improve share price performance.

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