ADVERTISEMENT
Securities / Derivatives
Securities / Derivatives
SEBI Launches Personal Finance App to Assist Investors
By Ajoy K Das | 05/06/2024
The app empowers investors with reliable and essential insights into the securities market, a SEBI director said at the launch.
Crypto / Digital Assets
Cboe Australia Commences Trading in New Bitcoin ETF
By Editors | 05/06/2024
The new ETF, launched by Monochrome Asset Management, is the first in Australia to hold crypto assets directly.
Securities / Derivatives
Korea: FSS Warns Against New Tax on Investment Income
By Editors | 05/06/2024
FSS governor said the financial investment income tax will disincentivise long-term investment and lead to outflows from Korea.
Enforcement
SGX Imposes Three Year Ban on Ex-CEO of Listed Company
By Nithya Subramanian | 04/06/2024
The three-year ban is the most severe sanction SGX’s Listings Disciplinary Committee can impose.
Securities / Derivatives
China Raises QDII Limits for the First Time Since July 2023
By Editors | 04/06/2024
China had suspended the expansion of the QDII programme last year to reduce capital outflow and ease pressure on the yuan.
Securities / Derivatives
Australian Treasury Orders Chinese Investors to Sell Shares
By Editors | 04/06/2024
China-linked investors were ordered to dispose of shares in rare earths miner Northern Minerals on national interest grounds.
Securities / Derivatives
IOSCO Sets Out Good Practices for Leveraged Loan, CLO Markets
By Manesh Samtani | 04/06/2024
The report provides an analysis of LL and CLO markets and sets out 12 good practices to support decision-making in these markets.
Securities / Derivatives
Marketnode Set to Launch New Funds Settlement Infrastructure
By Editors | 04/06/2024
Fundnode will be ready within June with a network of partners including fund managers, wealth managers, and private banks.
Securities / Derivatives
HKSCC to Enhance Settlement Process for Dual Counter Securities
By Manesh Samtani | 04/06/2024
HKSCC intends to eliminate the need for manual inter-counter transfers in CCASS during settlement of securities traded in multiple currencies.
Securities / Derivatives
SEBI to Review Ownership Structures of Clearing Corporations
By Ajoy K Das | 03/06/2024
An expert committee will review whether majority ownership of clearing corporations by stock exchanges remains appropriate.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.