ADVERTISEMENT
Securities / Derivatives
Securities / Derivatives
HKEX to Consult on Measures to Keep Market Open During Typhoons
By Editors | 09/11/2023
HKEX will commence a public consultation within this month on a proposed model for operating the stock market under severe weather.
Capital / Liquidity
SFC Issues Guidance on IPO Services Ahead of FINI Launch
By Editors | 09/11/2023
The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX’s launch of a new IPO settlement platform.
Fintech / Regtech
Korea FSS Issues Guidance on Mitigating Technology Risks
By Editors | 09/11/2023
The guidelines are intended to improve the level of IT internal control in the financial industry and improve the resilience of individual firms.
Securities / Derivatives
China Regulators Have Upbeat Message for Market Participants
By Editors | 09/11/2023
China will continue opening up its markets and supporting vulnerable parts of the economy. Two new foreign-funded insurance brokerage companies were approved this week.
Market Infrastructure
DTCC Opens Access to OTC Derivatives Market Data
By Editors | 09/11/2023
“OTC Direct Connect” allows market participants to access OTC derivatives transaction data that are reportable in the US and Canada.
Capital / Liquidity
Bangladesh Issues New Draft Rules for Stock Dealers and Brokers
By Ajoy K Das | 09/11/2023
The rules will require stock dealers and brokers to separate management from ownership, and meet higher paid-up capital requirements.
Crypto / Digital Assets
HSBC to Launch Custody Service for Tokenised Securities
By Editors | 09/11/2023
The new digital assets custody service will launch in 2024, using custody infrastructure provided by Ripple-owned Metaco.
Capital / Liquidity
Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit
By Manesh Samtani | 08/11/2023
Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.
Crypto / Digital Assets
SFC Awards Licences to HK Unit of Swiss Crypto Bank, SEBA
By Manesh Samtani | 08/11/2023
The licences allow SEBA Hong Kong to deal in, advise on, and conduct asset management for traditional securities and virtual assets.
Market Infrastructure
SEBI Working on Allowing Instant Settlement in Equities Trading
By Ajoy K Das | 07/11/2023
SEBI is exploring instant settlement in a “non-disruptive manner” and will only introduce it after all concerns are addressed, an official said.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team