Securities / Derivatives

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    Capital / Liquidity

    CCP Margin Models Lack Transparency, Predictability – Report

    By Manesh Samtani | 27/05/2023

    New BCBS-CPMI-IOSCO report examines the impact of CCP margin models on market participants in the aftermath of Russia’s invasion of Ukraine last year.

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    ESG / Sustainability

    IIGCC Outlines Principles for Enhancing Net Zero Benchmarks

    By ESG Investor | 26/05/2023

    New IIGCC working group with Bloomberg, FTSE Russell, MSCI, and S&P Global aims to promote best practices and real-world emissions reductions.

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    Securities / Derivatives

    EU Commission Unveils Measures to “Empower” Retail Investors

    By Mark Johnston | 25/05/2023

    The measures include better disclosures about investment products and services and a ban on inducements for “execution-only” sales.

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    Enforcement

    HK SFC Disqualifies Former Luxey International Directors

    By Ranamita Chakraborty | 25/05/2023

    A Hong Kong court found two former Luxey International directors responsible for fraudulently inflating the price of a corporate acquisition and pocketing the gains.

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    Enforcement

    Global Banks Under Probe for Breaking UK Competition Law

    By Editors | 25/05/2023

    The CMA “provisionally” found that five global banks broke competition law in the aftermath of the global financial crisis.

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    Market Infrastructure

    DTCC, Nomura Partner to Enhance Post-Trade Efficiency in Japan

    By Mark Johnston | 25/05/2023

    Through the collaboration, DTCC and Nomura Research Institute will streamline and enhance the post-trade process, enabling shorter settlement times and increased efficiency.

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    ESG / Sustainability

    Malaysia Establishes Advisory Committee on Sustainability Reporting

    By Manesh Samtani | 24/05/2023

    The Committee will explore the enablers that would support the implementation of the ISSB Standards in Malaysia, and discuss matters related to assurance of sustainability statements.

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    Securities / Derivatives

    SEBI Proposes to Cut IPO Listing Timelines in Half

    By Mark Johnston | 24/05/2023

    The proposal is expected to improve the efficiency and transparency of the IPO process and provide faster access to capital.

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    Market Infrastructure

    ASX Confirms Plans to Ramp Up Industry Testing Exercises

    By Ranamita Chakraborty | 24/05/2023

    ASX will increase the number of BCP events to two per year. All participants are expected to attend. The next BCP event is on 3 June.

    Crypto / Digital Assets

    OCBC Partners ADDX to Launch Tokenised Structured Note

    By Karen Ng | 24/05/2023

    By tokenising the three-month fixed coupon note and distributing it on ADDX’s platform, OCBC will have access to ADDX’s global accredited investor base.

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