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Securities / Derivatives
ESG / Sustainability
Top ASEAN Exchanges to Jointly Develop Sustainability Ecosystem
By Ranamita Chakraborty | 15/02/2024
The exchanges will reconvene in July to finalise the ecosystem’s implementation details, governance framework and operating structure.
Securities / Derivatives
US SEC Chair Warns Companies Against ‘AI Washing’
By Nithya Subramanian | 15/02/2024
Gary Gensler has asked companies looking to raise money from the public to be truthful and transparent about their use of AI and the associated risks.
Market Infrastructure
CPMI, IOSCO Propose “Effective” VM Practices for Cleared Markets
By Editors | 15/02/2024
The consultative report describes eight examples of effective practices for CCPs and their clearing members regarding variation margin processes and transparency.
ESG / Sustainability
Japan Becomes First Sovereign to Issue Climate Transition Bonds
By Editors | 15/02/2024
Japan sold JPY 800 billion of 10-year climate transition bonds and plans to sell a further tranche of 5-year bonds later this month.
Securities / Derivatives
Asset Managers Moving India Funds to GIFT City – Report
By Ajoy K Das | 14/02/2024
Eight of the ten largest Indian asset managers have either relocated or are planning to relocate to GIFT City.
AML / KYC
FinCEN to Extend AML/CFT Requirements to Investment Advisers
By Editors | 14/02/2024
Investment advisers would have to implement risk-based AML/CFT programmes and report suspicious activity to FinCEN.
ESG / Sustainability
LME Facing Lawsuit Over “Dirty Metals” Sourced from Indonesia
By Editors | 14/02/2024
The case could force the LME to revisit its rules for listing metals for trading, the London Mining Network and Global Legal Action Network said.
Enforcement
CSRC Fines Semiconductor Startup & Executives for IPO Fraud
By Editors | 14/02/2024
S2C Limited was found to have inflated its operating income and net profit in its 2021 application to list on the Shanghai STAR Market.
Securities / Derivatives
SEBI Bars TV Guests, Analysts from Securities Market
By Ajoy K Das | 13/02/2024
11 individuals and 4 entities made unlawful gains of $900,000 from trading in stock they were recommending in TV broadcasts.
Securities / Derivatives
RBI Allows Banks at GIFT City to Trade on Bullion Exchange
By Ajoy K Das | 13/02/2024
Branches of domestic banks in GIFT City can be trading members of IIBX but not for proprietary trades.
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