Securities / Derivatives

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    Enforcement

    Taiwan FSC Suspends Executive for Unlicensed TV Appearances

    By Editors | 06/09/2023

    Uni-President Investment Consulting was fined and its general manager suspended because she discussed stock analysis on TV without an analyst licence.

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    Market Infrastructure

    Shanghai, Saudi Exchanges to Cooperate on Cross-Listings

    By Manesh Samtani | 06/09/2023

    The two exchanges will explore cross-listings of companies as well as ETFs, and also collaborate in areas such as fintech and ESG.

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    Crypto / Digital Assets

    MAS Grants RMO Licence to Digital Asset Exchange AsiaNext

    By Editors | 06/09/2023

    AsiaNext, formed in 2021 as a joint venture between SBI Digital Asset Holdings and SIX Group, will cater exclusively to institutions.

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    Securities / Derivatives

    SEBI Creates New ‘Abridged Prospectus’ Format for Debt Issuance

    By Editors | 06/09/2023

    The new format will further simplify and provide greater clarity and consistency in the disclosures by debt issuers, SEBI said.

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    Crypto / Digital Assets

    WFE Publishes Research on Exchange Engagement with Crypto Market

    By Manesh Samtani | 06/09/2023

    WFE survey found that almost half of the respondent exchanges already offer some crypto-related product or service in response to mostly retail demand.

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    Fintech / Regtech

    SEBI Plans to Move to One-Hour Stock Settlement Cycle

    By Editors | 06/09/2023

    India just completed a move from T+2 to T+1 settlement in January. Reportedly, implementation of one-hour settlement is likely by March 2024.

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    Securities / Derivatives

    Indian REITs Form Industry Body to Promote Industry Growth

    By Mark Johnston | 05/09/2023

    Four listed REITs have established a new association to advance the growth and development of the REITs sector.

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    Securities / Derivatives

    APRA Review Finds Gaps in Super Fund Valuation Practices

    By Sanday Chongo Kabange | 05/09/2023

    The review was conducted in late 2022, ahead of new investment governance standards taking effect in January.

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    Crypto / Digital Assets

    LSEG to Push Forward Plans to Develop Digital Markets Business

    By Editors | 05/09/2023

    LSEG has been exploring a possible blockchain-powered trading venue for about a year and has now reached an “inflection point”.

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    Fintech / Regtech

    China Enhances Monitoring of Programme Trading in Stock Market

    By Editors | 05/09/2023

    The enhanced monitoring programme seeks to address concerns over rising algorithmic trade-driven market volatility.

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