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Securities / Derivatives
SFC to Review Brokers’ Internal Controls Next Month
By Sanday Chongo Kabange | 24/01/2024
The circularisation exercise and internal control review will help to identify potential misconduct such as misappropriation of client assets.

Securities / Derivatives
Chinese Premier Calls for More “Forceful” Measures to Stabilise Stock Market
By Editors | 23/01/2024
Premier Li Qiang emphasised the need to enhance the quality and investment value of listed companies and persuade more medium and long-term funds to invest in stocks.

Securities / Derivatives
RBI, SEBI Mull Exemptions on New AIF Investment Rules
By Ajoy K Das | 23/01/2024
Exemptions from rules issued in December are being sought by lenders and funds for AIFs that are set up specifically to invest in distressed assets.

Securities / Derivatives
SEBI Plans Comprehensive Stress Tests for Equity Funds
By Ajoy K Das | 23/01/2024
Initial stress test data was found unsatisfactory. More stress tests are being planned especially for MF schemes with exposures to small and mid-cap stocks.

Securities / Derivatives
Bangladesh Lifts Floor Price Restrictions on Stocks
By Ajoy K Das | 23/01/2024
BSEC initially set the restrictions to prevent a stock market free-fall, but the move prompted foreign fund managers avoiding the Bangladesh market entirely.

Fintech / Regtech
SEBI to Start Using GenAI to Assess IPO Applications – Report
By Editors | 22/01/2024
SEBI chairperson Madhabi Puri Buch reportedly set up a task force and asked every department head to explore GenAI use cases.

Securities / Derivatives
iFast Gets In-Principle Approval to Launch Bond Market in Malaysia
By Sanday Chongo Kabange | 22/01/2024
SGX-listed iFast Corp aims to launch its bond trading services in Malaysia in the second half of 2024.

Securities / Derivatives
India’s IFSC Inks Pact for Hydrogen Trading Platform in GIFT City
By Ajoy K Das | 22/01/2024
The collaboration will develop a Global Green Hydrogen Price Index that will serve as benchmark for price discovery.

Market Infrastructure
Cambodia Securities Exchange Introduces USD Settlements
By Sanday Chongo Kabange | 22/01/2024
CSX says investors can now trade local currency stocks but settle their transactions in US dollars, which will increase market accessibility.

Crypto / Digital Assets
Hong Kong Firm Targets Spot Bitcoin ETF Launch in Q1
By Nithya Subramanian | 22/01/2024
Venture Smart Financial Holdings aims to accumulate USD 500 million in assets under management by the end of 2024.
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