Securities / Derivatives

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    Securities / Derivatives

    SFC to Review Brokers’ Internal Controls Next Month

    By Sanday Chongo Kabange | 24/01/2024

    The circularisation exercise and internal control review will help to identify potential misconduct such as misappropriation of client assets.

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    Securities / Derivatives

    Chinese Premier Calls for More “Forceful” Measures to Stabilise Stock Market

    By Editors | 23/01/2024

    Premier Li Qiang emphasised the need to enhance the quality and investment value of listed companies and persuade more medium and long-term funds to invest in stocks.

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    Securities / Derivatives

    RBI, SEBI Mull Exemptions on New AIF Investment Rules

    By Ajoy K Das | 23/01/2024

    Exemptions from rules issued in December are being sought by lenders and funds for AIFs that are set up specifically to invest in distressed assets.

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    Securities / Derivatives

    SEBI Plans Comprehensive Stress Tests for Equity Funds

    By Ajoy K Das | 23/01/2024

    Initial stress test data was found unsatisfactory. More stress tests are being planned especially for MF schemes with exposures to small and mid-cap stocks.

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    Securities / Derivatives

    Bangladesh Lifts Floor Price Restrictions on Stocks

    By Ajoy K Das | 23/01/2024

    BSEC initially set the restrictions to prevent a stock market free-fall, but the move prompted foreign fund managers avoiding the Bangladesh market entirely.

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    Fintech / Regtech

    SEBI to Start Using GenAI to Assess IPO Applications – Report

    By Editors | 22/01/2024

    SEBI chairperson Madhabi Puri Buch reportedly set up a task force and asked every department head to explore GenAI use cases.

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    Securities / Derivatives

    iFast Gets In-Principle Approval to Launch Bond Market in Malaysia

    By Sanday Chongo Kabange | 22/01/2024

    SGX-listed iFast Corp aims to launch its bond trading services in Malaysia in the second half of 2024.

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    Securities / Derivatives

    India’s IFSC Inks Pact for Hydrogen Trading Platform in GIFT City

    By Ajoy K Das | 22/01/2024

    The collaboration will develop a Global Green Hydrogen Price Index that will serve as benchmark for price discovery.

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    Market Infrastructure

    Cambodia Securities Exchange Introduces USD Settlements

    By Sanday Chongo Kabange | 22/01/2024

    CSX says investors can now trade local currency stocks but settle their transactions in US dollars, which will increase market accessibility.

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    Crypto / Digital Assets

    Hong Kong Firm Targets Spot Bitcoin ETF Launch in Q1

    By Nithya Subramanian | 22/01/2024

    Venture Smart Financial Holdings aims to accumulate USD 500 million in assets under management by the end of 2024.

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