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Securities / Derivatives
Enforcement
SEBI Probing Related Party Transactions at Adani Group
By Editors | 04/04/2023
SEBI is probing three offshore entities which entered into investment transactions with unlisted Adani Group units over the last 13 years.
Securities / Derivatives
Korea Finalises Reforms to Introduce Mandatory English Disclosures
By Editors | 04/04/2023
KOSPI-listed firms with KRW 10 trillion in assets will be required to disclose material information in English from 2024. Firms with KRW 2 trillion in assets must do the same from 2026.
Market Infrastructure
Industry Asks ASIC to Lengthen SOFR OIS Implementation Period
By Sanday Chongo Kabange | 04/04/2023
ISDA and AFMA responded to an ASIC proposal to remove OIS contracts referencing USD LIBOR from derivatives clearing requirements and replace them with those referencing SOFR.
Fintech / Regtech
Adopting Artificial Intelligence in Finance
By Larry Cao | 04/04/2023
CFA Institute’s Larry Cao discusses the opportunities and challenges of adopting AI tech in the investment industry.
Fintech / Regtech
Digital Vote Execution Service to Launch for Tokyo Market
By Editors | 04/04/2023
Issuers, investors and local sub custodians will gain efficiency and greater transparency from the new digitised e-voting service.
Securities / Derivatives
CME Group Launches Offshore Yuan Options Contracts
By Editors | 04/04/2023
Traders no longer view the yuan as an emerging-market currency like it was ten years ago, said Chris Povey.
Securities / Derivatives
SFC Offers Guidance on Managing Risk in Trading Activities
By Manesh Samtani | 04/04/2023
The guidance covers operational risk management, remote booking risk management, and data risk management, based on a thematic review.
Market Infrastructure
CSRC Finalises New Rules for Futures Exchanges
By Editors | 03/04/2023
New requirements cover product listings, programmatic trading, internal governance, risk monitoring, emergency planning, and financial management, among other areas.
Securities / Derivatives
CSRC Tightens Rules for Bond Funds to Reduce Risk
By Editors | 03/04/2023
New bond funds can only invest up to 20 percent of portfolios in bonds rated AA+, compared with 50 percent previously.
ESG / Sustainability
Hong Kong Exchange Lists First Ever Catastrophe Bond
By Editors | 03/04/2023
The $350mn catastrophe bond offers protection against losses related to earthquake risks in Chile over the next three years.
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