ADVERTISEMENT
Securities / Derivatives
Crypto / Digital Assets
US Futures SRO Issues New Rule for Crypto Activities
By Editors | 03/04/2023
The compliance rule covers anti-fraud, just and equitable principles of trade, disclosure, and supervision requirements for spot bitcoin and ether trading.
Securities / Derivatives
Citadel Seeking Licence to Relaunch Japan Hedge Fund Office
By Editors | 03/04/2023
Citadel shut down its Japan operations during the 2008 GFC, but is seeking to reopen in Tokyo by the end of the year.
Enforcement
US SEC Charges Two Over SPAC Insider Trading Scheme
By Sanday Chongo Kabange | 02/04/2023
The duo used non-public information in advance of at least 7 merger announcements involving SPACs to earn illicit profits of more than $3.4mn.
Enforcement
US Court Dismisses Archegos-related Lawsuit Against Banks
By Editors | 01/04/2023
The judge ruled that Goldman Sachs and Morgan Stanley were not liable to investors for selling stocks they knew Archegos would be forced to sell.
Crypto / Digital Assets
Mirae Asset, SK Telecom to Collaborate on Security Token Business
By Editors | 01/04/2023
Mirae Asset Securities and SK Telecom formed a consortium to collaborate on creating a business ecosystem for security tokens.
Securities / Derivatives
CSRC Chairman Meets With Foreign Financial Institutions
By Editors | 31/03/2023
CSRC chairman Yi Huiman encouraged the heads of several global financial institutions to expand their operations and investments in China.
Market Infrastructure
Rules Proposed to Adopt T+1 in US Muni Bond Market
By Editors | 31/03/2023
US equities and corporate bond markets will move to T+1 on 28 May 2024. The same implementation date is proposed for municipal securities.
Crypto / Digital Assets
IOSCO Issues Final Guidance on Mitigating Risks to Retail Investors
By Manesh Samtani | 31/03/2023
IOSCO offers a comprehensive toolkit of measures for regulators to consider when addressing crypto scams, greenwashing and other forms of retail misconduct.
ESG / Sustainability
Taiwan to Require Listed Companies to Have Female Directors
By Editors | 31/03/2023
The requirement to appoint female directors is part of efforts to improve corporate governance culture among listed companies in Taiwan.
ESG / Sustainability
UK Consults on Regulatory Regime for ESG Ratings
By Editors | 31/03/2023
The consultation proposes to introduce legislation to amend and expand the FCA’s regulatory perimeter to include ESG ratings.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team