ADVERTISEMENT
Securities / Derivatives
Market Infrastructure
HKEX Announces Plans to Enhance Securities Clearing Arrangement
By Editors | 14/05/2024
The enhancement will allow exchange participants that are non-clearing participants to appoint more than one general clearing participant for the clearing and settlement of stock and options trades.
Securities / Derivatives
SEBI Proposes Reduced Regulatory Burden on REITs, InvITs
By Ajoy K Das | 13/05/2024
SEBI also proposes to speed up distributions to unitholders and enable them to attend and vote at meetings remotely.
Securities / Derivatives
FSS Korea Proposes Measures to Boost Trust in Underwriters
By Mark Johnston | 13/05/2024
The measures will strengthen due diligence, disclosure and IPO pricing standards; KRX facing criticism over delayed IPO approvals.
Securities / Derivatives
SEBI to Ease Disclosure Rules for Non-convertible Securities
By Ajoy K Das | 13/05/2024
SEBI proposed to remove requirements to disclose the PAN and personal addresses of promoters.
Securities / Derivatives
HKMA Issues Revised Guideline on SFC-registered AIs
By Editors | 13/05/2024
The revised module aims to serve as a “convenient regulatory handbook” for HKMA-authorised institutions that are also registered with the SFC.
Securities / Derivatives
RBI Relaxes Margin Requirements for Derivatives
By Ajoy K Das | 13/05/2024
Regulatory amendments are intended to make it easier for foreign investors to invest in derivatives.
Capital / Liquidity
RBI Finalises Margin Rules for Non-Cleared OTC Derivatives
By Manesh Samtani | 13/05/2024
The master direction on VM and IM exchange for non-centrally cleared OTC derivatives will enter into force from 8 November 2024.
Fintech / Regtech
FSC Korea Unveils Operation Plan for New ATS Market
By Manesh Samtani | 12/05/2024
The FSC will apply the best execution obligation to securities firms when Nextrade launches its new ATS platform in March 2025.
Securities / Derivatives
Hong Kong, Saudi Arabia Working on More ETF Listings
By Editors | 12/05/2024
An ETF that tracks Hong Kong’s stock indices will list in Riyadh. More Saudi Arabia ETFs may also list in Hong Kong.
Securities / Derivatives
SIFMA to Lead Shared Ledger Project for Multi-asset Transactions
By Manesh Samtani | 10/05/2024
The project participants and contributors include Citi, JP Morgan, Mastercard, Swift, Visa, Broadridge, DTCC, ISDA, and others.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.