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Securities / Derivatives
Securities / Derivatives
SEBI Proposes Stronger Protections for Mutual Fund Investors
By Sanday Chongo Kabange | 16/02/2023
Consultation paper sets out the core responsibilities of mutual fund trustees and proposes to make the boards of AMCs more accountable.
Crypto / Digital Assets
CME to Launch Event Contracts on Bitcoin Futures
By Editors | 16/02/2023
The new event contracts will provide a highly transparent and less complex way for investors to access crypto markets, said Tim McCourt.
Market Infrastructure
US SEC Sets May 2024 Target for Move to T+1 Settlement Cycle
By Editors | 16/02/2023
SEC commissioners Hester Peirce and Mark Uyeda say the 28 May 2024 effective date does not leave enough time for the market to transition.
Market Infrastructure
ASIC to Modify Scope of Clearing Derivatives Obligation
By Editors | 15/02/2023
ASIC proposes to replace products referencing USD LIBOR with OIS contracts referencing SOFR, and to remove AUD forward rate agreements.
Securities / Derivatives
US Listings of Chinese Companies Start to Resume
By Manesh Samtani | 15/02/2023
Three Chinese companies have launched US IPOs so far this year, following a year-and-a-half stand-off between Chinese and US regulators.
Securities / Derivatives
CSRC Seeks Assurances from Warburg Pincus for Local Acquisition
By Editors | 15/02/2023
Warburg Pincus is planning to acquire a 23.3 percent stake in Zhong Ou Asset Management Co from Italy’s Intesa Sanpaolo.
Crypto / Digital Assets
FSS Korea to Prepare Industry Guidance on Security Tokens
By Editors | 15/02/2023
The FSS has formed a task force to support the industry in making determinations on whether virtual assets are securities.
Market Infrastructure
Beijing Bourse Launches Margin Trading, Securities Lending
By Editors | 15/02/2023
On Monday, eligible securities firms were for the first time allowed conduct margin trading and securities lending transactions on the Beijing Stock Exchange.
Enforcement
Japan Court Orders SMBC Nikko to Pay 5 Billion Yen Penalty
By Editors | 15/02/2023
SMBC Nikko Securities propped up the prices of ten stocks before arranging block trades between major shareholders and investors.
Market Infrastructure
SEBI Enhances Regulatory Obligations for Important Stock Brokers
By Editors | 14/02/2023
SEBI will designate certain stockbrokers as ‘qualified stock brokers’ and require them to meet enhanced obligations and responsibilities.
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