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Securities / Derivatives
CFTC Grants Exemptions to Three More Singapore RMOs
By Editors | 27/10/2022
The CFTC granted SEF registration exemptions to Bloomberg Tradebook Singapore, SGX FX Markets (BidFX), and Synoption.
ESG / Sustainability
More Bumps in the Road for US Climate Rule After SEC Glitch
By ESG Investor | 27/10/2022
Concerns over costs and legal challenges lie ahead, as deadline for new disclosure rule slips.
Market Infrastructure
BSE India Launches Trading in Electronic Gold Receipts
By Editors | 27/10/2022
Individual investors as well as commercial participants like importers, banks, refiners, and jewellery manufacturers can participate.
Enforcement
HKEX Issues New Guidance Note, Revises Sanctions Statement
By Sanday Chongo Kabange | 27/10/2022
Parties are expected to cooperate with HKEX during its investigations and disciplinary actions, the new Guidance Note on Cooperation says.
ESG / Sustainability
JPX Launches Beta Version of ESG Information Portal
By Editors | 27/10/2022
The portal provides users easy access to ESG information from reports published by TSE-listed companies.
Market Infrastructure
ASIC Offers Conduct Guidance to Wholesale Market Participants
By Mark Johnston | 26/10/2022
Fixed income dealers should establish clear prohibitions on the use of unapproved communication channels, ASIC says.
Enforcement
German Consumer Group Files Greenwashing Suit Against DWS
By Editors | 26/10/2022
The suit claims that DWS misrepresented a fund’s green credentials in marketing material. A hearing date is set for 10 March.
Securities / Derivatives
China Expands List of Stocks Eligible for Margin Trading
By Editors | 26/10/2022
The expansion enables investors to use more leverage to buy stocks, which the SSE and SZSE say will enhance market vitality and liquidity.
ESG / Sustainability
Hong Kong Mortgage Corp Issues Inaugural Social Bonds
By Editors | 26/10/2022
The net proceeds will mainly be used to finance or refinance loans issued under Hong Kong’s 100% loan guarantee scheme for SMEs.
Securities / Derivatives
CFTC Re-Grants Certification TAIEX and Mini-TAIEX Futures
By Editors | 26/10/2022
CFTC certification allows US participants to trade TAIEX Futures and Mini-TAIEX Futures through eligible brokers.
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