Securities / Derivatives

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    Fintech / Regtech

    Thailand SEC Unveils 2024-2026 Strategic Plan

    By Editors | 12/12/2023

    The plan seeks to boost trust in the capital market, promote the sustainable finance and digital asset ecosystems, and enhance supervisory and enforcement processes.

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    Securities / Derivatives

    NZX Confirms Effective Date of Listing Rule Changes

    By Editors | 12/12/2023

    NZX will permit accelerated non-renounceable entitlement offers, known as ANREOs, if doing so is in the best interests of the issuer, and subject to additional safeguards.

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    ESG / Sustainability

    Shenzhen, Saudi Exchanges to Cooperate on Capital Markets

    By Editors | 12/12/2023

    The exchanges will cooperate in areas including ESG, fintech, cross-listings, as well as index, fund and REIT products.

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    Securities / Derivatives

    Bursa Malaysia Launches First Currency Futures Contract

    By Editors | 12/12/2023

    The new Mini USD/CNH Futures contract was launched through a licensing agreement established with HKEX.

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    Securities / Derivatives

    SEBI Considers ‘Fast Track’ for Debt Securities Issuance

    By Ajoy K Das | 11/12/2023

    This will facilitate frequent issuers with a consistent track record to make public issues of debt securities with reduced time, cost and effort.

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    Securities / Derivatives

    SEBI Plans New Asset Class for Investors with High Risk Appetite

    By Ajoy K Das | 11/12/2023

    The proposed category is likely to have higher minimum investment and relaxed norms to generate high returns.

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    Securities / Derivatives

    Thai SEC to Update Rules for Bond Issuance by Foreign Firms

    By Editors | 10/12/2023

    Foreign businesses will only be permitted to issue baht-denominated debt in Thailand if they are rated at least investment grade by an international credit rating agency.

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    Securities / Derivatives

    CSRC Proposes New Rules, Lower Fees for Public Funds Sales

    By Editors | 10/12/2023

    The rule changes seek to reduce the commission rates charged on public funds and improve the processes managers use to select distributors.

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    Securities / Derivatives

    MAS Updates CMSL Guidance on CEO and Director Appointments

    By Manesh Samtani | 09/12/2023

    Capital markets firms must ensure proposed CEOs and directors are fit and proper and have 10 years of experience that is “relevant” to the role.

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    ESG / Sustainability

    Thailand Launches 22 ESG Funds to Support Sustainability Goals

    By Mark Johnston | 08/12/2023

    Investors can gain tax benefits by investing in the funds, which invest in Thai bonds or stocks that adhere to ESG criteria.

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