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Securities / Derivatives
Chinese Officials in Hong Kong to Assist With PCAOB Inspections
By Editors | 23/09/2022
PCAOB inspectors have been in Hong Kong this week to commence audit inspections of US-listed Chinese companies at PwC and KPMG’s offices.
ESG / Sustainability
HKGFA Publishes Guidance on Using Common Ground Taxonomy
By Manesh Samtani | 23/09/2022
The Common Ground Taxonomy can be used for debt issuance, equity portfolio construction, index creation, company and fund disclosures, and policy settings.
Securities / Derivatives
More S&P 500 Firms Disclosing in Line with TCFD – CDP
By ESG Investor | 22/09/2022
Over half of S&P 500 firms assessed by CDP are 90-99% aligned with the TCFD key recommendations.
Securities / Derivatives
Japan to Probe Retail Sales of Structured Products by Banks
By Editors | 22/09/2022
The FSA says many customers who were not sufficiently informed about the products they were buying have complained of “unexpected losses”.
Securities / Derivatives
Korea Planning Reforms to Address Foreign Investor Concerns
By Editors | 22/09/2022
Foreign investors have complained about the current dividend policy, registration requirements, and a lack of corporate filings in English.
Market Infrastructure
HKMA Signals Coming Enhancements to Wealth Connect Scheme
By Editors | 22/09/2022
Enhancements could include measures to improve sales arrangements, expand the product scope, and allow more financial institutions to participate.
Crypto / Digital Assets
Deutsche Börse Goes Live With Digital Securities Platform
By Editors | 21/09/2022
The D7 platform allows FIs to issue digital financial instruments, providing an alternative to conventional physical issuance and securities processing.
Securities / Derivatives
SGX Launches New FX Trading Venue for OTC Trades
By Editors | 21/09/2022
CurrencyNode is an FX trading venue that connects global participants anonymously to unique and deep OTC FX liquidity pools.
ESG / Sustainability
ECB Issues Bond Decarbonisation Plans
By ESG Investor | 21/09/2022
The ECB has published details of how it intends to “gradually decarbonise” the corporate bond holdings in its monetary policy portfolio.
Securities / Derivatives
Shanghai, Shenzhen Launch New ETF Options Contracts
By Editors | 21/09/2022
Officials said the new contracts will help improve China’s capital market system and its ability to serve the real economy.
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