SECURITIES / DERIVATIVES

    AML / KYC

    MAS Identifies AML/CFT Control Lapses at VCCs

    By Manesh Samtani | 14/09/2022

    MAS found issues with EFI appointment, oversight and escalation. Customer risk assessments and ongoing monitoring need improvement.

    Market Infrastructure

    Japan FSA Proposes New Derivatives Reporting Guidance

    By Editors | 14/09/2022

    The draft guidelines explain the data fields that need to be included in reporting, along with technical specifications and best practices for reporting.

    Securities / Derivatives

    “No Consensus” on ESG Reporting Standards at Exchanges

    By ESG Investor | 14/09/2022

    The WFE said exchanges report increased demand from investors for ESG disclosures, but limited progress in providing common guidance on reporting standards.

    Securities / Derivatives

    Singapore Introduces Bill to Enhance Business Trust Governance

    By Editors | 13/09/2022

    CEOs will have to disclose interests in transactions. Unlisted business trusts will have to obtain and maintain information on beneficial ownership of their units.

    Crypto / Digital Assets

    US SEC to Establish New Office for Crypto-related Filings

    By Manesh Samtani | 13/09/2022

    In a recent speech, SEC chair Gary Gensler highlighted the need for better disclosures for crypto investors. He also said the “vast majority” of crypto tokens are securities.

    Crypto / Digital Assets

    SFC Allows HashKey to Manage Funds Comprising 100% Crypto

    By Editors | 13/09/2022

    HashKey says it will be allowed to manage funds exclusively investing in virtual assets in compliance with the SFC’s regulations

    Securities / Derivatives

    Moscow Exchange Reopens Equity Market to Foreign Investors

    By Editors | 13/09/2022

    The equity market is reopened for non-resident investors from “friendly jurisdictions” and non-residents controlled by Russian legal entities or individuals.

    ESG / Sustainability

    SGX RegCo to Further Enhance Corporate Governance Rules

    By Manesh Samtani | 13/09/2022

    SGX RegCo will consult on mandatory requirements for listed companies to disclose the dollar values of director and CEO remuneration.

    Crypto / Digital Assets

    CME Group Announces Launch Of Ether Options

    By Editors | 12/09/2022

    The new options contract is being launched in anticipation of the upcoming Ethereum Merge, which CME sees as a “potentially game-changing update”.

    Securities / Derivatives

    RBI Warns Against Use of Unauthorised FX Platforms

    By Editors | 12/09/2022

    The RBI lists 34 FX trading platforms it says are not authorised to operate in India. The list include FXCM, XTB, TD Ameritrade, eToro, and IG Markets.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team