Securities / Derivatives

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    Enforcement

    SEBI Probes Nippon Mutual Fund, Yes Bank Transactions – Report

    By Editors | 20/01/2023

    SEBI is investigating whether investments in Yes Bank perpetual bonds were made as part of a special deal to benefit Ambani Group companies.

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    Securities / Derivatives

    JPMorgan, StanChart Win New China Approvals

    By Editors | 20/01/2023

    JPMorgan won approval to take full ownership of its fund management venture. StanChart won approval to set up a new securities brokerage.

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    Securities / Derivatives

    CSRC Optimises Rules for PE Funds by Securities, Futures Firms

    By Editors | 19/01/2023

    The rules are aimed at improving the ability of private equity investments to serve the real economy and support innovative businesses.

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    Capital / Liquidity

    Implementation of 2013 NBFI Reforms Are Incomplete: FSB

    By Editors | 19/01/2023

    Jurisdictions have not finished implementing Basel III reforms to mitigate spillovers between banks and non-bank financial entities.

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    Securities / Derivatives

    Deutsche Bank Issues First Panda Bond in China for 2023

    By Editors | 18/01/2023

    The panda bond is the first since the introduction of new rules that allow foreign issuers to freely use the proceeds overseas without restriction.

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    Capital / Liquidity

    ECB Identifies Weak Risk Management at EU Banks

    By Editors | 18/01/2023

    The ECB identified “material shortcomings” in how banks manage counterparty credit risks. Banks should “promptly address weaknesses”.

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    Fintech / Regtech

    China Releases New Data Standards for Public Fund Disclosures

    By Editors | 18/01/2023

    Funds should use technology to standardise and digitise disclosures of information on publicly-offered securities investment funds.

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    Enforcement

    Korea: Tougher Penalties for Unfair Trading Expected Within H1

    By Editors | 18/01/2023

    Those engaged in unfair trading activities would face either a prison sentence of at least one year or a fine of between three and five times profits.

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    Securities / Derivatives

    SEBI Proposes to Allow PE Funds to Sponsor Mutual Funds

    By Editors | 18/01/2023

    The changes will draw fresh capital into the fund industry, encourage more competition, and allow easier exits for existing sponsors.

    Market Infrastructure

    ESMA Adds TAIFEX to List of Recognised Third Country CCPs

    By Editors | 18/01/2023

    The recognition allows European financial institutions to apply the minimum risk weight of 2 percent for exposures to TAIFEX derivatives.

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