Securities / Derivatives

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    Enforcement

    Malaysian Court Jails Former Hong Leong Investment Banker

    By Editors | 29/03/2023

    The former investment banker convinced investors to invest over $390,000 in securities products that did not exist.

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    Securities / Derivatives

    AllianzGI Applies to Open New Fund Business in China

    By Editors | 29/03/2023

    Allianz already owns 49 percent of a China joint venture. The new licence, if granted, will help it boost its presence in China’s mutual fund market.

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    Securities / Derivatives

    Credit Agricole Launches Investment Banking Unit in China

    By Editors | 29/03/2023

    The new investment banking unit will focus on cross-border M&A, encompassing purchases, disposals and capital raising.

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    Securities / Derivatives

    LME Resumes Asian Hours Trading in Nickel

    By Editors | 29/03/2023

    The LME hopes the expanded hours will boost nickel trading volumes, which were little changed on Monday.

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    Securities / Derivatives

    CSRC Proposes to Update Rules for Futures Companies

    By Editors | 28/03/2023

    Futures companies will be allowed to expand their business scope to areas like consulting, market-making, proprietary trading and asset management.

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    ESG / Sustainability

    AFMA Updates Environmental Products Conventions

    By Editors | 28/03/2023

    AFMA revised its environmental products conventions to align with other conventions and clarify their non-mandatory nature.

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    ESG / Sustainability

    ESMA Told to Watch and Wait on ‘Greenbleaching’

    By ESG Investor | 28/03/2023

    Advisory group outlines its recommendations on addressing SFDR Article 9 downgrades and greenwashing regulatory uncertainty.

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    Securities / Derivatives

    SET, SSE Start Displaying Each Other’s Index Quotes

    By Editors | 28/03/2023

    The initiative is the first collaboration by the Shanghai Stock Exchange with an ASEAN exchange in the field of indices.

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    ESG / Sustainability

    Bursa Malaysia Extends Waqf Framework to REITs, ETFs

    By Editors | 28/03/2023

    Listing rule amendments enhance the post-listing disclosure framework for Islamic REITs and ETFs to provide transparency on the waqf arrangement.

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    Fintech / Regtech

    SFC Consults on Subsidiary Legislation for Paperless Securities

    By Editors | 27/03/2023

    The subsidiary legislation covers operational and technical matters and the introduction of a more robust regulatory regime for securities registrars.

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