Securities / Derivatives

    Securities / Derivatives

    Ex HKEX CEO to Launch Macau Exchange for Small Chinese Firms

    By Editors | 07/12/2022

    The exchange, Micro Connect, will provide global investors access to revenue shares from Chinese micro and small businesses.

    Fintech / Regtech

    CFTC Goes Live With New Swap Data Reporting Requirements

    By Editors | 07/12/2022

    The changes introduce new and updated data fields to drive the submission of more standardised trade data, largely based on the CDE developed by CPMI and IOSCO.

    ESG / Sustainability

    SEBI Planning Regulatory Changes in the ESG Space

    By Sanday Chongo Kabange | 07/12/2022

    SEBI is planning to simplify its BRSR framework to take into account local market conditions, mandate ESG audits, and regulate ESG rating providers.

    Crypto / Digital Assets

    Three Firms Apply to Launch Crypto ETFs in Hong Kong

    By Editors | 07/12/2022

    Three fund managers have submitted applications to the SFC seeking approval to list ETFs in Hong Kong that invest in bitcoin and ether futures.

    Securities / Derivatives

    Malaysia Developing New Technology Risk Management Framework

    By Editors | 07/12/2022

    The new framework will significantly increase the capital market’s ability to detect and mitigate the risks that come with new technologies, SC chairman said.

    Securities / Derivatives

    China: First BSE Index Funds Approved But Less Popular Than Expected

    By Editors | 07/12/2022

    The new index funds have been less popular than expected due to the poor performance of eight BSE-themed funds launched last year.

    Big Picture

    Asian Investors Raise the Bar on Gender Diversity: ASIFMA

    By ESG Investor | 06/12/2022

    ASIFMA has published guidance on investors’ expectations on gender diversity to support understanding, engagement and disclosures among issuers.

    Securities / Derivatives

    FSC Korea Unveils Plans to Disclose Names of Rule Breakers

    By Editors | 06/12/2022

    The FSC said disclosing the names of those who breach short selling rules or create market disturbances will create a deterrence effect and reduce illegal activities in capital markets.

    ESG / Sustainability

    Bursa Malaysia Publish Digitalisation, Nation Building Guidance for PLCs

    By Editors | 06/12/2022

    Five digital guidebooks have now been published under the PLC Transformation programme, to help deliver sustainable and robust financial performance from listed companies.

    Market Infrastructure

    HKTR Announces Transitional Arrangement to Accommodate UTI Reporting

    By Editors | 05/12/2022

    Due to different UT adoption timelines across jurisdictions, reporting entities are allowed to report the UTI in any of the data fields of “UTI-USI”, “UTI-TID” or “Global UTI”.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team