ADVERTISEMENT
Securities / Derivatives
Securities / Derivatives
SFC Consults on Revisions to Takeovers and Share Buy-back Rules
By Editors | 21/05/2023
This includes a proposal to add a new rule to give an offeror and an offeree company the option to despatch Codes documents by electronic means.
Securities / Derivatives
HKEX Announces Launch Date for HKD-RMB Dual Counter Model
By Editors | 21/05/2023
The HKD-RMB Dual Counter Model will launch on 19 June 2023. HKEX is now accepting applications for Dual Counter Market Makers.
Securities / Derivatives
WFE Highlights Challenges of Measuring CCP Margin Procyclicality
By Editors | 20/05/2023
The significant uncertainty in measurements means procyclicality mitigation tools can be miscalibrated, inefficient, or detrimental.
Securities / Derivatives
SEBI Consults on Corporate Governance Enhancements for AIFs
By Mark Johnston | 20/05/2023
SEBI proposes amendments to borrowing, leverage, custody and tenure rules for AIFs.
Securities / Derivatives
SEBI to Allow Direct Client Participation in Tri-party Repo Segment
By Mark Johnston | 20/05/2023
SEBI proposes to allow NBFCs, insurance companies, and mutual funds to directly participate in the tri-party repo segment of the corporate bond market.
Fintech / Regtech
34 FIs Have Joined Swift Service for Addressing Settlement Fails
By Editors | 19/05/2023
The service leverages the UTI to link all Swift messages related to the same securities settlement flow in a transaction chain.
Securities / Derivatives
SEBI to Tweak Definitiion of ‘Unpublished Price Sensitive Information’
By Editors | 19/05/2023
SEBI’s amendments aim to improve transparency in the capital market and ensure timely and accurate disclosure of material events or information by listed entities.
Enforcement
SFC Fines Brokerage for Negligence During Share Placement
By Editors | 19/05/2023
China On Securities used incorrect prices in contract notes and transferred shares to placees without first requiring payment.
Securities / Derivatives
How Super Funds Are Bolstering Trust in Their Valuations
By Manesh Samtani | 18/05/2023
S&P Global’s Peter Alleston says trust in the superannuation industry relies on timely, transparent, accurate and reliable valuations, particularly for unlisted assets.
Crypto / Digital Assets
GFMA Report Details How DLT Will Benefit Capital Markets
By Editors | 18/05/2023
The report calls for market participants to proactively shape the future use of DLT and for policymakers to provide greater regulatory clarity.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.