SECURITIES / DERIVATIVES

Securities / Derivatives

CSRC Revises Rules for Managers of Publicly Offered Funds

By Editors | 24/05/2022

The rules increase emphasis on ethical conduct and governance, loosen licensing restrictions, and allow public fund managers to outsource operations.

Market Infrastructure

SEBI Updates Market Infrastructure Cyber Security Framework

By Editors | 24/05/2022

Stock exchanges, clearing corporations, and depositories are required to conduct a comprehensive cyber audit at least twice each financial year.

Market Infrastructure

CSRC to Fully Implement DvP Settlement in Securities

By Editors | 24/05/2022

The rules taking effect on 20 June will enable DvP settlement for institutional investors and reduce the reserves settlement participants have to hold.

Securities / Derivatives

CSRC Unveils Capital Market Measures to Accelerate Recovery

By Darien Choong | 24/05/2022

The measures include support for IPO applicants, listing fee waivers, and regulatory support for securities firms.

Securities / Derivatives

HKEX to Establish First Non-Asia Offices This Year – Report

By Editors | 24/05/2022

New offices in Europe and the US will allow HKEX to provide services and support to international companies seeking to list or invest in Hong Kong.

Market Infrastructure

China’s Futures and Derivatives Law: A New Era

By Jonathan Quie | 24/05/2022

The new law sets the stage for the continued growth and development of the country’s capital market, say Melody Yang and Jonathan Quie.

Securities / Derivatives

Malaysia SC, Labuan FSA to Enhance Supervisory Cooperation

By Editors | 24/05/2022

The MOU will enable the SC and FSA to strengthen collaboration in areas such as risk monitoring and promote capital market stability.

Securities / Derivatives

China Stock Exchanges Formally Launch ‘Innovation Bonds’

By Editors | 24/05/2022

The stock exchanges have already been allowing the issuance of ‘innovation bonds’ on a pilot basis. The initiative has now been formally launched.

Securities / Derivatives

ISDA Offers Derivatives Policy Guidance to Emerging Markets

By Editors | 23/05/2022

ISDA’s paper offers a framework for emerging and developing market policymakers seeking to transpose global standards for derivatives markets in local rule sets.